- Wells Fargo (New York, NY)
- …decisions in complex and multi-faceted situations of global market dynamics, trends, and regulatory impact + Oversee risk management to meet deliverables and ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- M&T Bank (Williamsville, NY)
- …performance management and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with ... to management. + Understand and adhere to the Company's risk and regulatory standards, policies and controls...reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Senior Product Manager - US Business Deposit Products (GTM), Global...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk… more
- TD Bank (New York, NY)
- …+ Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of ... areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending...and assesses potential impacts + Maintains a culture of risk based management and control , supported by… more
- TD Bank (New York, NY)
- …corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... role. **Line of Business:** Finance **Job Description:** The Finance Manager provides a range of strategic Finance advice, analysis...and assesses potential impacts + Maintains a culture of risk based management and control , supported by… more
- M&T Bank (Rochester, NY)
- …performance management and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with ... (profile/pre- call planning, outreach, appointment preparation, interaction/appointment, follow-up) and Risk Management (audit requirements, fraud prevention, Know Your Customer… more
- Wells Fargo (New York, NY)
- …and recommend opportunities for process improvement, redesign, change management initiatives, and risk control development + Make decisions and resolve issues ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- TD Bank (New York, NY)
- …corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... professional to join our team as an Associate Sponsorship Manager . In this role, you'll support the day-to-day execution...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- HSBC (New York, NY)
- …over the design and operating effectiveness of the Group's framework of risk management, control and governance processes. GIA possesses specialized capabilities ... are in place, including processes for management of operational risk , in accordance with Company and regulatory ...role: + 5 - 10 years relevant work experiencein risk or control aspects gained within any… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...compliance testing in order to assess compliance with legal, regulatory and internal firm policy requirements. + Focus on… more