- American Express (New York, NY)
- …Crimes, marketing offer fulfillment and UDAP/UDAAP requirements, Privacy, Compliance Risk Assessment, general regulatory knowledge, issue management, and ... components, solve them by potentially using data analysis, process knowledge and risk / control knowledge, and communicate data analysis, issues and control… more
- TD Bank (New York, NY)
- …and/or control functions, and ensures alignment with enterprise and/or regulatory requirements + Effectively communicates results to FCRM Testing management and ... the stakeholders + Maintains a culture of risk management and control , supported through FCRM testing **Employee/Team Accountabilities:** + Participates fully as… more
- Synchrony (New York, NY)
- …incumbent will also be responsible for driving enterprise coverage and assessments of IT risk management and control design/effectiveness to support our Risk ... environment and IT risk profile (including scoping, risk assessment, fieldwork, testing, control evaluation, and...matter expert and senior technical resource to drive IT risk coverage and awareness + Support regulatory … more
- Citigroup (Getzville, NY)
- …+ Work with Management on governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-Assessment) ... + Accountable for the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control … more
- Bank of America (New York, NY)
- … agencies. The Portfolio Specialist works together with the Credit Review Portfolio Manager (s) to establish and execute a risk -based coverage plan for a ... work product of new or junior team members.Establishes working relationships with relevant Risk and regulatory partners to facilitate ongoing dialogue of key… more
- Citigroup (New York, NY)
- …including in managing large complex cross-company transformation programs, including Finance, Risk and Controls, Regulatory or Consulting roles, in financial ... platform implementations and managing risk systems. + Strong knowledge of Risk Management and/or Regulatory Reporting including knowledge of risk … more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a...reporting. In addition, by its nature as a primary control and support group in the region, TDS Finance… more
- TD Bank (New York, NY)
- …one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, technical, ... control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends,...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- University of Rochester (Rochester, NY)
- …to design and manage effective compliance programs, audits, investigations, and risk assessments in government contracting. + Regulatory Knowledge: Proven ... organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the… more
- TD Bank (New York, NY)
- …and Business stakeholders to ensure technology solutions meet evolving regulatory and business requirements. **Product Control Technology Oversight:** ... support of systems for P&L attribution, IPV (Independent Price Verification), valuation control , and risk -based financial analysis. . Drive initiatives for… more