- TD Bank (New York, NY)
- …to the business, with such advice tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best ... + Advise business areas on firm policies and procedures, regulatory requirements and industry best practice. + Identify ...firm policies for covered business areas + Conduct compliance risk assessments to ensure effective business control … more
- Amalgamated Bank (New York, NY)
- …in high- risk jurisdictions-in full alignment with departmental procedures and regulatory standards. + Ensure timely completion of case reviews by adhering to ... and mitigating financial crime risks by conducting in-depth reviews of high- risk clients and transactions. This position supports the institution's compliance with… more
- Bank of America (New York, NY)
- …to influence management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of ... across the company and for specific business units or control functions. Key responsibilities include leading the audit assessment...models, market risk models and Counterparty Credit Risk models + Familiar with regulations and regulatory… more
- Price Chopper (Schenectady, NY)
- …developing and managing robust systems for HACCP, preventive controls, sanitation, allergen control , and product quality. The FSQA Manager will guide ... **Pay Range:** $93,925.00- $150,037.00 **SUMMARY** The Manager of Food Safety and Quality Assurance (FSQA)...risk -based validation and verification. + Stay current on regulatory changes and industry best practices; assess impact and… more
- M&T Bank (Fishkill, NY)
- …projects, and data clean-up efforts. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... growth and asset quality under the direction of the Commercial Operations Manager and delivers superior customer service to internal and external customers.… more
- PNC (New York, NY)
- …Management, Continuous Monitoring, Control Assessment, Internal Controls, Process Control , Risk Assessments, Risk Management **Competencies** Accuracy ... on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Responsibilities Demonstrated knowledge of Fraud related risks and a… more
- M&T Bank (Buffalo, NY)
- …the commitment/closing process for new investments by assisting the Operations & Risk Manager with closing tasks such as validating documentation, conducting ... Tax, and Sustainability) + Function as the Operations & Risk Manager 's surrogate with respect to the...workflow processes. + Understand and adhere to the Company's risk and regulatory standards, policies and controls… more
- CIBC (New York, NY)
- …The US Capital Markets Business Management also strives to ensure a sound control environment and provides sound advice in support of business strategy. **At CIBC ... You'll Succeed:** + New Business Initiatives + Work with manager from business management team to support business sponsor...line of defense for business + Engage with Enterprise Risk to deliver on Risk Appetite Statement… more
- Neuberger Berman (New York, NY)
- …efficiency + Prepare audit deliverables including announcement memo, narratives, flow charts, risk assessments, control matrices and audit procedures + Document ... a spectrum of traditional and alternative asset classes and risk /return profiles. As an Internal Auditor, you will play...and assess the control environment, identify strengths and weaknesses of internal controls,… more
- M&T Bank (Buffalo, NY)
- …to the achievement of Division priorities. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... over the Bank's Information Technology (IT) Engineering, Operations, Governance, Risk Management and Architecture functions. Responsible for overseeing and executing… more