- Neuberger Berman (New York, NY)
- …efficiency + Prepare audit deliverables including announcement memo, narratives, flow charts, risk assessments, control matrices and audit procedures + Document ... a spectrum of traditional and alternative asset classes and risk /return profiles. As an Internal Auditor, you will play...and assess the control environment, identify strengths and weaknesses of internal controls,… more
- M&T Bank (Buffalo, NY)
- …to the achievement of Division priorities. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... over the Bank's Information Technology (IT) Engineering, Operations, Governance, Risk Management and Architecture functions. Responsible for overseeing and executing… more
- MTA (New York, NY)
- …complex program with highly skilled staff, contracts, and processes associated with risk management that are essential to maintaining electronic and physical safety ... responsible for managing and developing staff, technology, and processes to reduce risk with the evolving cyber threat landscape and changing technology portfolio.… more
- TD Bank (New York, NY)
- …lines, corporate, and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Maintains a culture of risk management and ... decisions; develop and maintain contacts with market participants + Demonstrates governance, control , and risk management behaviors in alignment with TD policies… more
- TD Bank (New York, NY)
- …ISDA Master Agreements, Credit Support Annexes, Master Confirmation Agreements, Regulatory IM Documents, Account Control Agreements, Custody Agreements). ... Term Commitment Agreements, ISDA Master Agreements, CSAs, Master Confirmation Agreements, Regulatory IM Documents, Account Control Agreements and Custody… more
- Citizens (Tarrytown, NY)
- …account processing, settlements, and fee processing + Strong understanding of operational risk management and internal control frameworks + Demonstrated ability ... intimately focusing on each client's unique circumstances. The Investment Operations Sr. Manager will be responsible for effective and efficient oversight of several… more
- TD Bank (New York, NY)
- …/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:** + Works independently as the ... the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends,...and assess potential impacts * Maintain a culture of risk management and control , supported by effective… more
- Bank of America (New York, NY)
- …bankers, senior leaders, risk partners and regulators / auditors + Control focused mindset and good understanding of regulatory and reputational risks ... conflicts in a large, distributed organization + Ensure GCIB's regulatory and risk reporting inventory is compliant...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- M&T Bank (Buffalo, NY)
- …banking technologies, driving technology strategy, digital transformation, change management and risk & regulatory governance to ensure scalable growth, ... DevOps practices, enhancing delivery, speed, and operational resiliency + Ensure regulatory compliance and security across all consumer and business banking… more
- M&T Bank (Buffalo, NY)
- …datasets for regulatory reporting. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... + Refine testing methodologies for vulnerability scanning to provide comprehensive risk -based view of potential vulnerabilities and may lead implementation of new… more