- TD Bank (Charlotte, NC)
- …**Line of Business:** Business Management, Strategy & Support **Job Description:** The Senior Manager , Governance & Control oversees and leads a highly complex ... and diverse governance and control function for an area of significant risk...alignment across multiple areas + Leads the implementation of regulatory change management and provides guidance to the team… more
- City National Bank (Charlotte, NC)
- …a function that will be integral in supporting the development of the IT Risk Manager 's function strategy eg identification and development of workstreams in ... partnership with the Head of IT Risk Manager . The role will support the... reporting and metrics to support all FLoD IT Risk routines, including regulatory oversight, issues management,… more
- Synchrony (Charlotte, NC)
- …leadership and other relevant committees including the Board + Own the Risk Control Self-Assessment (RCSA) policy, standard and overall framework. Provide ... a key part in identifying, assessing, and mitigating operational and model risk across the organization, ensuring compliance with regulatory requirements and… more
- Regions Bank (Charlotte, NC)
- …(CAMS) + Certified Information Security Auditor (CISA) + Financial Risk Manager (FRM) + Financial Industry Regulatory Authority (FINRA) Licenses **Skills and ... and seven (7) years of experience in Compliance, Operational Risk , Quality Assurance/ Control , Audit, or other related...+ Relevant certifications and/or licenses, such as: + Certified Regulatory Compliance Manager (CRCM) + Certified Anti… more
- Regions Bank (Charlotte, NC)
- …business and functional areas + Provides risk management consultation for risk identification, defines remediation efforts, and evaluates control design and ... gaps, financial return, and/or positive customer impact + Continuously monitors control compliance and prevalent risk environment to ensure that exposures… more
- TD Bank (Charlotte, NC)
- …judgment to develop and implement policies, procedures, and best practices for high- risk customer management + Supports the Group Manager by assisting ... the Bank Secrecy Act (BSA), Office of Foreign Assets Control (OFAC) requirements, and other applicable laws + Proactively...AML within a financial institution + Demonstrated expertise in high- risk customer reviews and regulatory compliance +… more
- Synchrony (Charlotte, NC)
- …Leadership Team (SLT). This role will lead teams of experienced auditors providing control assurance over Risk , Compliance, AML/BSA, Models, Credit, and Growth ... execution of the plan in line with department and regulatory expectations, ensuring timely completion, maintenance, and execution of...changes to key stakeholders that will improve the overall risk and control framework/program + Ability to… more
- TD Bank (Charlotte, NC)
- …corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... regulatory requirements and assess potential impacts to the Bank...relevant stakeholders where required + Maintains a culture of risk management and control , supported by effective… more
- Truist (Charlotte, NC)
- …of Risk Program requirements (eg, RCSA, KRIs, etc.) within the Business Unit Risk Manager . Provide risk advice and influence to Human Resources and ... assigned business areas in identifying, escalating and in remediating risk control gaps to ensure compliance with...and track controls, including those aligned to SOX and regulatory requirements. 9. Foster a spirit of continuous improvement… more
- Regions Bank (Charlotte, NC)
- …business and functional areas + Provides risk management consultation for risk identification, defines remediation efforts, and evaluates control design and ... gaps, financial return, and/or positive customer impact + Continuously monitors control compliance and prevalent risk environment to ensure that exposures… more