- TD Bank (Charlotte, NC)
- …+ 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and ... control functions and manages alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends,...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (Charlotte, NC)
- …Regulatory Change Governance (GRCG), the team provides day-to-day support for consistent risk -based management of regulatory change. As a second line of ... change process for effectively identifying, assessing, communicating, managing, and mitigating regulatory compliance risk and maintaining knowledge of applicable… more
- TD Bank (Charlotte, NC)
- …balance sheet and forecasts, cash flow output, capital and liquidity reporting, risk models, etc.)** ** Regulatory reporting constructs** **Nice to have: Python, ... would likely have risen through progressively senior roles within treasury, finance, or risk management, such as: Treasury Manager /Director, Head of Liquidity … more
- TD Bank (Charlotte, NC)
- …their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of ... that will cascade throughout the organization. The US Compliance Senior Transformation Manager supports the overall coordination of US regulatory remediation… more
- UMB Bank (Raleigh, NC)
- … requirements. + Issuing a summary memorandum of each retail branch quality control review performed, including an overall risk rating articulating the level ... The **Branch Quality Control Analyst** is responsible for performing independent, quality...of retail branch locations to identify operational and compliance risk within the retail branch. This associate works closely… more
- TD Bank (Charlotte, NC)
- …and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues, trends ... control functions to ensure alignment with enterprise and/or regulatory requirements + Leads or contributes to cross-functional/enterprise initiatives as an… more
- TD Bank (Charlotte, NC)
- …+ Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps ... their Compliance knowledge and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of… more
- TD Bank (Charlotte, NC)
- …+ Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps ... Overview:** We are seeking an experienced and proactive Senior Manager to lead program operations for Compliance Strategy &...and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy… more
- Bank of America (Charlotte, NC)
- Senior Business Control Specialist - CFO COO & Governance Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Senior-Business- Control -Specialist CFO-COO Governance\_25027921) **Job Description:** At Bank of America,… more
- Coinbase (Charlotte, NC)
- …deep dive control assessments into Consumer products and supporting systems to assess risk and control design, identify areas of weakness and control ... risk reduction initiatives * *Compliance Advisory: *Develop technology control requirements for new products, update relevant controls, and provide subject… more