- Wells Fargo (Charlotte, NC)
- …ability to inspire and lead diverse teams and build strong stakeholder relationships. + Risk & Control Mindset: Deep understanding of operational risk , ... coaching. + Ensure appropriate resource planning, workload balancing, and succession planning. Control , Risk & Governance + Strengthen internal controls and… more
- Bank of America (Charlotte, NC)
- …and control improvements for remediation. **Responsibilities:** + Partners with Risk , Audit, Technology, CFO DM's Extended Leadership, Senior Data Analysts, and ... Sr. Business Control Specialist- CFO Data Management Charlotte, North Carolina...DM. The role will ensure all requests from Audit, Risk , Technology, etc.. are documented appropriately, catalogued, and managed… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... of the system. **Job Description:** At Regions, the Business Unit Quality Control Specialist provides quality control oversight and support sampling specific… more
- Bank of America (Charlotte, NC)
- …**Required Skills for the Product Manager :** + 8+ years of experience in risk data management, regulatory risk reporting, or data platform product ... Platform Product Manager & UI UX Designer Charlotte, North Carolina;Jersey...and business leadership to ensure the platform meets both regulatory requirements and internal risk management needs.… more
- TD Bank (Charlotte, NC)
- …and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues, trends, ... relevant stakeholders and business management where required + Maintains a culture of risk management and control , supported by effective processes and sound… more
- PNC (Charlotte, NC)
- …contribute to the company's success. We are seeking an energetic, initiative-taking Audit Manager Sr with Audit and/or Risk Management experience, to join ... Audit Management, Continuous Monitoring, Control Assessment, Internal Controls, Process Control , Risk Assessments, Risk Management **Competencies** Audit… more
- Regions Bank (Charlotte, NC)
- …associates + May contribute to workflow or process change and redesign, and risk and control identification This position is exempt from timekeeping requirements ... as a first, second, or third line of defense risk management expert that advises on business and/or product...line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies**… more
- Equitable (Charlotte, NC)
- …from applicable regulatory enforcements. + Execute AML and Sanctions annual risk assessment program, including control inventory and risk typology ... The AML Enhanced Due Diligence Manager ("EDD Manager ") will support the maintenance and control ...Enhanced Due diligence programs and assessing risks associated with high- risk clients identified during onboarding and customer life cycle.… more
- Bank of America (Charlotte, NC)
- …Bank of America business processes and front end application systems + Audit or risk control risk /controls background in financial services + Prior ... Senior Audit Manager - Data Quality (DQ) Audit Team Charlotte,...and judgement to effectively influence management to improve the control environment. Participates in communication with regulatory … more
- Bank of America (Charlotte, NC)
- …operations and compliance with key regulations by evaluating the effectiveness of risk management, control , and governance processes. This role will work ... Senior Audit Manager Charlotte, North Carolina **To proceed with your...and data usage controls. **Key Responsibilities:** + Performs ongoing risk assessments to identify key risks impacting regulatory… more