- BMO Financial Group (Winter Park, FL)
- …role is accountable for ensuring the team maintains the required internal control standards, including adherence to audit, regulatory and compliance policies. ... 70% B. Managerial Leadership 10% C. Client and Relationship Management 10% D. Risk Management and Control 10% **ACCOUNTABILITIES** **A. Business Delivery and… more
- M&T Bank (North Palm Beach, FL)
- …well as industry standards and practices. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... trust administration management for complex trust relationships. + Assess and manage risk , exercise fiduciary discretion and judgment, and adhere to policies and… more
- American Express (Sunrise, FL)
- …Organization is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in ... safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates...framework. Reporting directly to the VP, Corporate Functions Operational Risk Officer , this role plays a critical… more
- University of Miami (Miami, FL)
- … risk management programs. Additionally, this employee monitors and coordinates risk control , reduction, and prevention programs. Moreover, the incumbent ... management Officer and the Chief Medical Risk Officer . + Facilitate and/or participate in...risk management and patient safety in accordance with regulatory requirements. + Develop and present Risk … more
- MUFG (Tampa, FL)
- …within the First Line of Defense, reporting directly to the Technology Business Unit Risk and Control Officer (BURCO). This executive role involves ... ideal candidate will have a deep understanding of operational and information risk , regulatory requirements, and industry best practices, with experience leading… more
- Santander US (Coconut Grove, FL)
- …digital trust and ensure that the oversight is adequate to minimize compliance and regulatory risk by resolving issues and ensuring adherence to industry good ... rules and regulations, and that the company complies with legal/ regulatory statutes and jurisdictions, as they relate to the... risk management processes, data and outcomes (eg risk assessments, control evaluations, risk … more
- Scotiabank (Tampa, FL)
- …team, committed to results, in an inclusive and high-performing culture. **Director - US Regulatory Compliance Officer - Global Banking & Markets - Tampa, FL** ... + Relevant compliance experience, including development of relevant policies and procedures, risk assessments, responding to regulatory inquiries, etc. + Sound… more
- American Express (Sunrise, FL)
- …within the Global Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security ... management within the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment and testing,… more
- American Express (Sunrise, FL)
- …within the Global Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security ... 2020-94, FFIEC Handbooks, GLBA, etc.) to meet legal and regulatory obligations. + Help embed a strong risk...the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment… more
- American Express (Sunrise, FL)
- …management (Second Line) organization within American Express and is headed by the Chief Risk Officer (CRO). GRC provides oversight as well as governance of ... operates in a safe and sound manner within global regulatory expectations. The Information Security Risk Director...present an effective credible challenge + Identify issues for control failures or gaps and execute issue management until… more