- BMO Financial Group (New York, NY)
- …and guidance to assigned business/group on implementation of solutions aligned to regulatory risk appetite based on an understanding of business operations ... compliance data, and related data to gain insights on regulatory risk . + Oversee the development and...+ Support root cause analysis in response to material control failures in business/group. + Identify, assess, effectively challenge… more
- M&T Bank (Ballston Lake, NY)
- … in providing required reporting as needed. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and ... federal registration under the SAFE Act. **Primary Responsibilities:** + Assist Loan Officer in developing and managing a referral source, prospect and customer… more
- MUFG (New York, NY)
- …related projects and initiatives and be involved with the RCSA process and control testing for Credit Risk Management. **Qualifications:** + Minimum of 5-7 ... recruitment team will provide more details. **Position Summary:** Credit Officer role covering counterparties/clients based in the Americas. **Primary… more
- KeyBank (Amherst, NY)
- …Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") ... testing and continuous monitoring to evaluate Key's compliance with regulatory requirements and expectations. Individuals work both autonomously on assignments… more
- American Express (New York, NY)
- …inquiries and exams. Successful execution of these responsibilities will help to strengthen ECM's risk and control environment. The Regulatory & Audit Exam ... financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and...risk management remediation efforts with a audit and regulatory perspective. + Act as resource and advisor for… more
- SUNY Westchester Community College (Valhalla, NY)
- …systems and procedures that include: budget preparation, analysis and control ; general accounting services; benefits administration; auxiliary enterprise oversight ... audits; plant management and maintenance; facilities planning, construction, and operations; risk management; and security and safety services. As Chief Financial … more
- Arrow Financial Corporation (Glens Falls, NY)
- …Statement. Oversee the SOX program and liaison between Internal Audit, Finance, and control owners to mitigate risk and streamline processes. Prepare, review, ... financial reporting functions, including Sarbanes-Oxley Act of 2002 (SOX)/internal control related aspects, Securities and Exchange Commission (SEC) filing… more
- Citigroup (Getzville, NY)
- …Finance processes + Participates in assessing and incorporating changing business, regulatory and market information needs into finance processes and applications + ... to senior stakeholders and /or other team members. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- KeyBank (Buffalo, NY)
- …estate and non-real estate secured, in accordance with credit approval, risk management and loan documentation. Responsible for providing superior client service, ... to identify items/conditions to be satisfied. Adheres to all KeyBank and regulatory compliance procedures, including but not limited to Office of Foreign Assets… more
- American Express (New York, NY)
- …Organization is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in ... safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates...framework. Reporting directly to the VP, Corporate Functions Operational Risk Officer , this role plays a critical… more