- University of Rochester (Rochester, NY)
- …with the University's Office of Research and Project Administration (ORPA), Export Control Officer , Central Purchasing, Office of Counsel, and other relevant ... to design and manage effective compliance programs, audits, investigations, and risk assessments in government contracting. + Regulatory Knowledge: Proven… more
- Scotiabank (New York, NY)
- …on emerging risks, regulatory changes, and industry trends. Conveys risk -related information to Officer -in-Charge or Audit Principal and senior management. ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...successful candidate will have a thorough understanding of IT control environments with a focus on the design and… more
- Scotiabank (New York, NY)
- …issues and outputs are tracked and actioned. + Support in leading US Technology risk control testing and monitoring and guides all US based Technology ... strong risk culture in partnership with the risk owners. + Co-ordinate SOX control testing.... risk management, change management, release management, audit, regulatory risk , logical access, software currency. Exposure… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... law, rule, or regulation and design and deliver a risk management framework that maintains risk levels...+ Bachelor's degree; experience in compliance, legal or other control -related function in the financial services firm, regulatory… more
- American Express (New York, NY)
- …within the Global Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security ... team within the GRC group, headed by the Chief Risk Officer (CRO) of the company. This...the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment… more
- Scotiabank (New York, NY)
- …Stay informed of relevant business risks and controls. Effectively conveys risk -related information to Officer -in-Charge. + Maintain stakeholder relationships to ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...and work with management to find solutions to address control weaknesses. The Auditor contributes to the overall success… more
- Amalgamated Bank (New York, NY)
- …data and AI. + Represent the audit function in senior management meetings, risk committees, and external regulatory interactions when relevant. + Influence ... data analytics, machine learning, or AI environments. + Strong background in IT risk , data governance, and regulatory compliance. + Demonstrated experience in… more
- Capital One (New York, NY)
- …management with effective, credible and grounded challenge regarding money laundering and AML regulatory risk and control management, ensuring management is ... the company and its AML program with business and risk management leaders as well as external regulatory...risk , developing mitigation plans, business initiatives, and other risk management and control activities + Provide… more
- Citigroup (Getzville, NY)
- …support to the Risk organization with a focus on governance, control effectiveness, regulatory engagement, risk communications, and financial performance ... has strategic and operational responsibilities to support Citi Chief Risk Officer and the Independent Risk...the assessment and scoping of SOX controls, and monitor control effectiveness. + Coordinate the annual 10K and the… more
- KeyBank (NY)
- …institution laws and regulations, as applicable. + Collaborate with the Chief AML Officer , Financial Crimes Risk Management Directors, and other stakeholders on ... THE JOB** Responsible for execution and support of Financial Crimes Risk Management Anti-Money Laundering (AML) Enterprise Team activities, including facilitation of… more