- TD Bank (New York, NY)
- …organization. **The Ideal Candidate** The ideal candidate will thrive in a fast-paced, start -up-like setting as we build a new compliance structure that aligns with ... standards. US Compliance Audit and Exam Management oversees internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists… more
- TD Bank (New York, NY)
- …organization. **The Ideal Candidate:** The ideal candidate will thrive in a fast-paced, start -up-like setting as we build a new compliance structure that aligns with ... standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as… more
- TD Bank (New York, NY)
- …organization. **The Ideal Candidate:** The ideal candidate will thrive in a fast-paced, start -up-like setting as we build a new compliance structure that aligns with ... standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as… more
- TD Bank (New York, NY)
- …organization. **The Ideal Candidate** The ideal candidate will thrive in a fast-paced, start -up-like setting as we build a new compliance structure that aligns with ... Company and supports the development, implementation, and maintenance of a regulatory compliance program through compliance activities across various lines of… more
- City National Bank (New York, NY)
- …ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters for ... areas or products including mortgage ensuring materials comply with regulatory and business standards. * Manage regulatory ...Vision plans, available the first of the month following start date * Generous 401(k) company matching contribution *… more
- Stony Brook University (Stony Brook, NY)
- …and timely reporting of patient results and compliance with all regulatory standards. Qualified candidates will demonstrate superior patient care and possess ... + Oversight of QA functions and monitors. Ensures staff compliance with all regulatory agency standards. Takes corrective action as needed. Insures the validity of… more
- TD Bank (New York, NY)
- …organization. **The Ideal Candidate:** The ideal candidate will thrive in a fast-paced, start -up-like setting as we build a new compliance structure that aligns with ... and manage the annual monitoring plan for the US, , including, reports on regulatory themes and potential gaps in coverage, and creates standards and procedures for… more
- Mizuho Corporate Bank (New York, NY)
- …compliance with Bank policies and procedures as well as adherence with regulatory guidelines thereby minimizing losses. The ideal candidate will possess the ability ... of business; as well as effectively challenge internal and regulatory risk ratings where appropriate. Responsibilities Reviews: + In...and training of review team members prior to the start of review fieldwork as directed. Policies & Procedures… more
- Mount Sinai Health System (New York, NY)
- …coordinating all aspects of trial management, ensuring compliance with regulatory requirements, and facilitating collaboration among multidisciplinary teams to meet ... The Project Manager II will work closely with investigators, research teams, regulatory bodies, and institutional leadership to ensure the success of each study… more
- Raymond James Financial, Inc. (New York, NY)
- …future._** We are seeking a detail-oriented professional with hands-on experience in regulatory reporting, specifically with **CAT** and **CAIS** , to support our ... the following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in… more