- City National Bank (New York, NY)
- …ensuring issues are closed in a manner which both adheres to the regulatory requirements and ensures business continuity. WHAT WILL YOU DO? * Reviews/challenges ... tracking logs and other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned and maintain appropriate work papers… more
- Wellington (New York, NY)
- …the firm's "public-side" investment platform + Assist with providing timely regulatory advice to investment, business and infrastructure teams, on information ... barrier requirements, regulatory obligations and related internal policies and procedures +...manage multiple initiatives simultaneously; proactive, self-motivated + Ability to self- start , think creatively and initiate projects that lead to… more
- New York University (New York, NY)
- …We produce original scholarly research in the fields of economics, law, and regulatory policy. We also advocate for reform before courts and agencies. Policy ... and other courts in major policy cases; + draft regulatory comments, petitions for rulemakings, and other formal submissions...to hire at least one legal fellow who can start immediately or at some point during the 2025-2026… more
- Neuberger Berman (New York, NY)
- …operating playbooks, and drives change management for platform and regulatory /process updates, partnering closely with Middle Office, Custodians, Brokers, ... compliance, allocations, trades, positions, pricing, analytics, reconciliations, interfaces, and start -of-day publishing). + Anticipate PM needs and resolve Aladdin-centric… more
- TD Bank (New York, NY)
- …organization. **The Ideal Candidate** The ideal candidate will thrive in a fast-paced, start -up-like setting as we build a new compliance structure that aligns with ... monitoring, policy reviews, communications, and complaints management to ensure regulatory compliance and operational excellence. The ideal candidate will have… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …Leads to guide and execute clinical development strategies and subsequent regulatory submissions. This role requires a high-performing and highly passionate ... to significantly shorten the development cycle in the face of an evolving regulatory landscape. Designs and develops more efficient and innovative, yet robust Phase… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …Leads to guide and execute clinical development strategies and subsequent regulatory submissions. This role requires a high-performing and highly passionate ... to significantly shorten the development cycle in the face of an evolving regulatory landscape. Designs and develops more efficient and innovative, yet robust Phase… more
- City National Bank (New York, NY)
- …risks that includes an internal control structure, new products, training, regulatory change management, risk assessments, issues management, and monitoring and ... must comply and an awareness of issues of recent regulatory focus. * Escalate and measure compliance risk issues...other basis protected by law.' *ABOUT CITY NATIONAL* We start with a basic premise: Business is personal. Since… more
- Stony Brook University (Stony Brook, NY)
- …senior Clinical Laboratory Technologist. + The new Incumbent will assists in the regulatory mandated inventory control process by tracking the Core Lab reagent lot ... integrity and maintain all safety regulations as per established procedures and regulatory standards. + Maintains records of laboratory reports, such as temperature… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …with the Clinical Development Plans (CDP); clinical components of regulatory documents/registration dossier and brand related medical information, clinical ... Lead MD and frequently lead interactions with external stakeholders (eg, regulatory authorities, key opinion leaders, advisory boards, patient advocacy groups),… more