- American Express (New York, NY)
- …learning programs and processes to ensure alignment with organizational goals, regulatory requirements, and risk management standards. This role drives consistency, ... an impact in this role?** + Manage the Global Regulatory Learnings governance agenda by ensuring all processes are...external audits & exams. + Experience with learning management systems (LMS), dashboards (eg, Tableau, Power BI), and reporting… more
- HSBC (New York, NY)
- …responsibilities and prudent investment management + Maintain up-to-date knowledge of regulatory changes and ensure the investment team adheres to all legal ... and regulatory requirements + Prepare and oversee regulatory ...a cross-functional community, with a variety of stakeholders, activities, systems , and processes + Able to articulate complex techniques… more
- Fiserv (New York, NY)
- …A successful Manager of Financial Crimes Compliance & Emerging Markets ensures regulatory compliance and manages risk across high-risk verticals such as gaming, ... monitoring and testing, and supports business initiatives while aligning with Fiserv's regulatory obligations and risk mitigation strategies. **What you will do:** +… more
- Citigroup (New York, NY)
- …changes to rules/regulations, exchange rulebooks and other industry news including regulatory findings. + Providing oversight and guidance over the assessment of ... or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters as required. Serves as liaison with regulatory … more
- CSL Plasma (Cheektowaga, NY)
- …This role will ensure compliance to training needs, SOPs, processes and other regulatory or company directives are adhered in order to support the operations and ... of required information. Initiate investigation and ensure documentation of regulatory deficiencies. Determine the need for corrective action, ensure appropriate… more
- Molina Healthcare (Yonkers, NY)
- …patterns through utilization review. + Prepares appropriate FWA referrals to regulatory agencies and law enforcement. + Documents appropriately all case related ... detailed preliminary and extensive investigation referrals to state and/or federal regulatory and/or law enforcement agencies when potential fraud, waste, or abuse… more
- Deloitte (New York, NY)
- Anti Money Laundering (AML) Manager Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory ... as well as to improve their ability to meet regulatory requirements, expectations , and guidance in support of...and documentation issues + Proficiency in using AML Monitoring systems and related software + Experience in managing a… more
- Gateway Hudson Valley (Kingston, NY)
- …core service areas in accordance the Individualized Service Plan, certifying/ regulatory bodies including OMH/OPWDD/HUD, and Gateway's goals. Provide intensive case ... of crisis situations and report incidents per agency and regulatory requirements. + Observe and record in the log...to the individual in order to establish an overall systems approach to treatment. + Maintain all medical, financial,… more
- Truist (New York, NY)
- …Provide risk management support and oversight for change activities (both business and regulatory change). 6. Provide oversight and support for open risk, audit, and ... regulatory issues. Evaluate the root cause, the corrective action...knowledge of trading floor rules and regulations, order management systems , transaction execution workflows from input through settlement. +… more
- MUFG (New York, NY)
- …in the context of business/market events; + Ensure adherence to relevant regulatory requirements and accounting standards; + Documentation of control activities and ... and analyze referential data information from golden source (ie EDM) to downstream systems (ie Murex, Impact, Raptor & AMS), evaluate the accuracy of the information… more