- Mizuho Corporate Bank (New York, NY)
- …including administrator s , banks, custodians, and auditors + Assist with regulatory compliance, including filings of regulatory forms (NFA/SEC) + Assist ... hedge fund/hedge fund platform employment a plus + Experience with order management systems and Administrator reporting platforms + Knowledge of Enfusion a plus +… more
- American Express (New York, NY)
- …in a safe, sound and fully compliant manner within all applicable regulatory expectations. We create and maintain the overall risk management framework while ... ensuring legal and regulatory compliance. We are passionate about our commitment to...understanding of the business unit's products, services, processes, and systems to effectively challenge how the business unit identifies… more
- SMBC (New York, NY)
- …material risks across the enterprise to ensure alignment with CCAR regulatory expectations. The role involves close collaboration with business units, risk ... **Role Responsibilities:** * Support the Risk Identification process in alignment with regulatory requirements. * Partner with business lines and risk teams to… more
- Raymond James Financial, Inc. (New York, NY)
- …regulations and driving proactive risk-based initiatives to protect the firm from legal, regulatory , and reputational risk. This role sits at the intersection of ... regulatory leadership, program governance, and cross-functional collaboration. **Key Responsibilities**...Maintains oversight of the effectiveness of the sanctions screening systems , including testing, tuning, and validation of watchlist filters… more
- Mount Sinai Health System (New York, NY)
- …Model to meet evidence-based practice standards, national patient safety goals, and regulatory requirements. Serves as an advisor to the CNO and Nursing Leadership ... timely manner to support all continuing practice changes and regulatory revisions. In collaboration with the MSHS Senior Director...Health System is one of the largest academic medical systems in the New York metro area, with more… more
- The Research Foundation for SUNY (Albany, NY)
- …high quality contract review, negotiation, with post award support as needed for regulatory compliance. This position will be responsible for working with a broad ... management matters concerning policies, procedures, certifications, conflict regulations, and regulatory interpretation. + Gain and implement Research Foundation policies… more
- Kuehne+Nagel (Jamaica, NY)
- …framework. This role ensures strict compliance with all safety, quality, and regulatory requirements, while managing the timely and secure transportation of highly ... ensuring timely and secure delivery to healthcare facilities. + Regulatory Compliance: Ensure all logistics activities comply with Good Distribution… more
- Mohawk Valley Health System (Utica, NY)
- …emergency planning, 24/7 oversight of incident and event response and regulatory compliance. Core Job Responsibilities + Conduct an annual hazard vulnerability ... plans that are in alignment with state and other regulatory agencies. Ensure appropriate staff is educated on disaster...Serve as the facility specialist on alert and notification systems and procedures. + Coordinate the use and routine… more
- Deloitte (Rochester, NY)
- AML Project Delivery Specialist -Project Delivery Specialist - Regulatory , Risk & Forensic Operate Are you an experienced, passionate pioneer in technology who wants ... deficits in quality, and driving operational outcomes The Team Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and… more
- Deloitte (Rochester, NY)
- AML Project Delivery Senior Analyst- Regulatory , Risk & Forensic Operate Are you an experienced, passionate pioneer in technology who wants to work in a ... attention and consideration from engagement management. The Team Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk… more