- HSBC (Buffalo, NY)
- …and work with IT (Information Technology) service owners to ensure accuracy across source systems . As our US Cloud Regulatory Data Analystyou will: + Create US ... and the planet we all share. This US Cloud Regulatory Data Analyst is responsible for maintaining the US...systems , illustrating important points from a business and regulatory perspective using tables, charting, and presentation tools +… more
- M&T Bank (Buffalo, NY)
- …approval + Manages and facilitates the planning and implementation of new projects, systems , and regulatory changes + Ability to work independently and ... include managing a Lead Data Analyst, identifying data needs, building data systems , and developing and maintaining dashboards that track program effectiveness. This… more
- Citigroup (Queens, NY)
- The Regulatory Reporting Lead Analyst position is an integral member of the Global Regulatory Reporting (GRR). This is a high profile function, providing ... of Senior Management Presentations and Analyst Packages, internal controls on Regulatory data integrity, data quality improvement projects as well as implementation… more
- TD Bank (New York, NY)
- …will have deep expertise in financial markets, data governance, trade surveillance systems , and regulatory requirements at a large investment bank/systemically ... of trading data from multiple sources (eg, order management systems , execution platforms, and market data feeds). + ...systems , execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet … more
- Neuberger Berman (New York, NY)
- …of industry best practices and key events across several areas (eg regulatory , technology/ systems , trading) while maintaining ownership of projects focused on ... the analysis of key risks within the portfolios + Communicate with clients on an as-needed basis + Engage in ad hoc operational projects to support the broader Alternatives platform **Experience & Skills Qualifications:** + Minimum 1-2 years of experience… more
- Raymond James Financial, Inc. (New York, NY)
- …experience to manage and oversee the operation of compliance functions for Regulatory Reporting and RJA Operations departments. Manages associates and division of ... programs and conducts activity and exception reviews. + Identifies and manages regulatory risks associated with specific departments assigned. + Serves as a subject… more
- Citigroup (Getzville, NY)
- The Regulatory Analytics Senior Analyst is an SVP level position, part of the Regulatory and Analytics function within Enterprise Data Office, the SVP will be ... supporting regulatory reporting, data model design and development of a...in a diverse working environment + Organizational savvy; understands systems , management processes, knows where to go for information… more
- Canon USA & Affiliates (Albany, NY)
- ** Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is ... requested, write/review CMSU policies, procedures and guidance documents incorporating regulatory requirements/actions + Assist in maintaining proper preparedness for… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit (Director Financial Services Programs 2, SG-33) Occupational Category Other ... of Financial Services is seeking candidates for the position of Assistant Chief Regulatory Unit in the Health Bureau. Duties include, but are not limited to,… more
- MUFG (New York, NY)
- …facilitate the information gathering and documentation submission required by the regulatory bodies for the broker-dealer's onboarding process + Assist with system ... configuration, setup, and testing + Collaborate with relevant regulatory bodies to understand the application process, reporting requirements, and ongoing… more