- USAA (Charlotte, NC)
- …collaborative and visible role, you will shape programs that meet regulatory expectations, drive workforce compliance, and enable risk-informed talent decisions ... and regulated roles, are aligned to the control environment, organizational standards and regulatory frameworks. The primary goal of this role is to design and… more
- Grifols Shared Services North America, Inc (Research Triangle Park, NC)
- …the clinical monitoring process to ensure site adherence to applicable regulatory requirements, ICH/GCP Guidelines, company SOPs, and study protocols. Ensures ... specific tasks and progress of the trial.** + **Performing regulatory document review and approval for IP release.** +...others in using MS Office Suite, Impact, and EDC systems . Ability to meet deadlines, multitask, and prioritize based… more
- TD Bank (Charlotte, NC)
- …**Job Description:** The Central Supervision Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction ... (OSJ). This role assists in the regulatory oversight for TD Private Client Wealth, (TDPCW), a...In addition to MS Office software, experience in platform systems preferred (ie, Global Relay, FIS Supervision Compliance Manager,… more
- Biomat USA, Inc. (Research Triangle Park, NC)
- …to corporate quality and compliance processes, including quality management systems reviews, data integrity assessments, and risk management assessments. Coordinates ... with donor centers and shared services with external inspections (eg regulatory , customer, etc.). Aids with audit planning, audit responses, and Plasma Master File… more
- Deloitte (Charlotte, NC)
- Anti Money Laundering (AML) Manager Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory ... as well as to improve their ability to meet regulatory requirements, expectations , and guidance in support of...and documentation issues + Proficiency in using AML Monitoring systems and related software + Experience in managing a… more
- Truist (Charlotte, NC)
- …Provide risk management support and oversight for change activities (both business and regulatory change). 6. Provide oversight and support for open risk, audit, and ... regulatory issues. Evaluate the root cause, the corrective action...knowledge of trading floor rules and regulations, order management systems , transaction execution workflows from input through settlement. +… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... research around customer behaviors, new product offerings, new providers, and regulatory impacts while keeping business unit and product development heads informed… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... research around customer behaviors, new product offerings, new providers, and regulatory impacts while keeping business unit and product development heads informed… more
- Fujifilm (Durham, NC)
- …new and existing facilities, ensuring compliance with industry standards and regulatory requirements. + **Align CQ/Ops Readiness Practices:** Align CQ/Ops Readiness ... processes into project workflows, ensuring seamless execution and compliance. + ** Regulatory Compliance & Risk Management:** Oversee the preparation and review of… more
- Fujifilm (Holly Springs, NC)
- …treatment, and control systems + Familiarity with GMP, FDA, and other regulatory requirements + Effective communication, both written and oral + Ability to work ... Maintenance is responsible for overseeing and coordinating the operations of utility systems and the team of utility maintenance for clean and black utilities… more