- Truist (Charlotte, NC)
- …to address weaknesses related to inadequate or failed processes, people, and systems , or external events and ensure effective remediation. **Essential Duties and ... Provide risk management support and oversight for change activities (both business and regulatory change). 6. Provide oversight and support for open risk, audit, and… more
- Humana (Raleigh, NC)
- …both ASC 740 and SSAP 101, supporting our financial integrity and regulatory obligations. The ideal candidate will bring deep technical expertise, strong leadership, ... (ETR) forecasting and analysis process. + Partner with external auditors and regulatory bodies to support audits and examinations. + Ensure appropriate internal… more
- US Bank (Charlotte, NC)
- …- Other is a management position that supports the Corporate Functions, Regulatory Reporting, and SOX Administration Audit Director. This role supports the Audit ... audit leader that has strong knowledge of audit, risk management, and regulatory expectations (eg, Office of the Comptroller of Currency's Heightened Standards and… more
- Norstella (Raleigh, NC)
- …on clinical trials, drug treatments, medical devices and what's new in the regulatory and commercial landscape. Relying on us to deliver vital advantage when making ... global pharma and CROs. From drug and device discovery and development to regulatory approval, and from product launch to lifecycle management, we provide the… more
- Wells Fargo (Charlotte, NC)
- …term sheets, creating and maintaining new deal data in our internal systems , facilitating new security setups, regulatory report, coordinating with Syndicate ... multi-tasking, and prioritizing skills + Knowledge and understanding of audit, regulatory compliance, or risk management + Knowledge and understanding of compliance… more
- TD Bank (Charlotte, NC)
- …Risk etc.) to support creation of documentation and reports required by external regulatory bodies and TD internal groups + Conducts research, assesses FCRM risks ... level projects as needed, to facilitate and oversee changes to FCRM processes, systems , or practices + Coordinates with other FCRM partners and business compliance… more
- Siemens Energy (Raleigh, NC)
- …EHS policies and procedures specific to compliance with OSHA and other regulatory agencies, ensuring all energy practices meet safety standards and guidelines. + ... regional EHS strategy that aligns with Siemens Energy's business objectives and regulatory requirements. Collaborate with global EHS teams to share industry standard… more
- CSL Plasma (Raleigh, NC)
- …of required information. Initiate investigation and ensure documentation of regulatory deficiencies. Determine the need for corrective action, ensure appropriate ... of required information. Initiate investigation and ensure documentation of regulatory deficiencies. Determine the need for corrective action, ensure appropriate… more
- Coinbase (Raleigh, NC)
- …experienced Compliance Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) and ... involves leading strategic, multi-regional Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure the integration of … more
- Truist (Charlotte, NC)
- …Description Summary Purpose: Mitigate risk for the firm from financial, reputation and regulatory items by ensuring that the advisors, OSJs and/or branch offices are ... including Securities Trading and Annuity Principal Review and Approval. Utilize multiple systems to ensure suitability and required documentation has been met. Focus… more