• Director of Compliance Technology Modernization

    Mizuho Corporate Bank (New York, NY)
    …Lead modernization of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems - Architect and execute cloud ... architecture- Coordinate integration activities across multiple partner applications and systems - Develop modernization roadmaps ensuring regulatory compliance… more
    Mizuho Corporate Bank (06/17/25)
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  • Director, US Markets Compliance Advisory, TD…

    TD Bank (New York, NY)
    …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge. + Designs, develops, delivers and maintains best-in-class… more
    TD Bank (08/09/25)
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  • Senior Compliance Officer - Surveillance, Data…

    TD Bank (New York, NY)
    …will have strong expertise in financial markets, data governance, trade surveillance systems , and regulatory requirements at a large investment bank/systemically ... systems , execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Help to ensure TDS...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (07/22/25)
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  • Director - Market Risk Oversight & Governance

    BMO Financial Group (New York, NY)
    …+ Represents the risk program / governance structure during internal/external regulatory audits and/or examinations. + Designs and produces regular and ad-hoc ... reports, and dashboards. + Develops and manages comprehensive information management systems ; designs and/or leads initiatives to improve processes, analysis and… more
    BMO Financial Group (06/24/25)
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  • Director, Compliance, Global Control Room…

    TD Bank (New York, NY)
    …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... procedures and work with key stakeholders across the different TD Bank entities and systems to assure TDS positions are reported on time. + **Reporting:** With the… more
    TD Bank (06/02/25)
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  • Quality Specialist

    CSL Plasma (Cheektowaga, NY)
    **The Opportunity** This position provides immediate support to the Assistant Manager of Quality in monitoring plasma center processes to ensure overall compliance ... ensure compliance to training needs, SOPs, processes and other regulatory or company directives are adhered in order to...implementation of continuous improvement plans + Collaborate with Assistant Manager of Quality (AMQ), to be able to represent… more
    CSL Plasma (07/25/25)
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  • Residential Specialist

    Gateway Hudson Valley (Kingston, NY)
    …residents. Assist residents with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager . + Ensure records ... core service areas in accordance the Individualized Service Plan, certifying/ regulatory bodies including OMH/OPWDD/HUD, and Gateway's goals. Provide intensive case… more
    Gateway Hudson Valley (07/23/25)
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  • Vice President, Product Specialist

    Bank of America (New York, NY)
    …+ Analyze sustainability market trends and updates and report on regulatory and disclosure requirements affecting the industry. + Build cross-product and ... financial metrics, relative value analysis, and macro research analysis. + Assess regulatory impact on balance sheet and capital metrics to propose relevant… more
    Bank of America (08/08/25)
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  • Program Supervisor

    YAI (Milford, NY)
    …Ensures program quality and compliance with Federal, State, local and other regulatory requirements, oversees clinical programming, serves as an advocate for the ... and department practices and in line with Federal, State, Local and regulatory requirements. + Provides effective leadership and develops a treatment team that… more
    YAI (08/03/25)
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  • Ambulatory Office Assistant II - Clinical

    Bassett Healthcare (Cooperstown, NY)
    …Assures correct data capture and data entry (such as MSPQ) necessary for regulatory agencies and compliance requirements is accurate and complete as monitored by ... systems audits. Maintains required level of knowledge and proficiency...functions (demographic and financial screening, insurance eligibility and verification, regulatory and compliance monitoring) of front desk services as… more
    Bassett Healthcare (07/29/25)
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