- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(QC) mechanisms are in place to uphold the integrity, accuracy, and regulatory compliance of the financial crimes-related activities performed by the RJF AML/ ... improvement and reactive error detection. + Align QA/QC programs with regulatory expectations, internal policies, and industry best practices. + Establish standards… more
- Truist (Orlando, FL)
- …Description Summary Purpose: Mitigate risk for the firm from financial, reputation and regulatory items by ensuring that the advisors, OSJs and/or branch offices are ... including Securities Trading and Annuity Principal Review and Approval. Utilize multiple systems to ensure suitability and required documentation has been met. Focus… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …limit firm liability. Conduct internal reviews to ensure compliance with regulatory requirements and internal policies including potential conflicts of interest. ... interpret laws and regulations in light of operations. Ensures all external regulatory frameworks are complied with within reasonable risk and cost parameters. **Our… more
- Community Based Care of Brevard, Inc. (Orlando, FL)
- …experience in child placing licensing or appropriate knowledge of licensing and regulatory standards. PREFERRED: Knowledge of state SACWIS/CCWIS systems ; FSFN ... engagement and support. The Level 1 Licensing Coordinator complies with regulatory requirements. Partners with families and coordinates with CMAs and operations… more
- TD Bank (Jacksonville, FL)
- …alignment with policies, standards, and procedures and oversight of transaction monitoring systems will be part of the responsibilities assumed. The Senior AML ... for scenario tuning, defect prioritization and management, integration with third party systems and external controls. _Our team currently operates under a primarily… more
- TD Bank (Jacksonville, FL)
- …role sits within Financial Crimes Risk Management (FCRM) and works on various systems and data related projects that relevant to AML processes, design solutions that ... include the enhancement/advancement of transaction monitoring systems , the development and management of analytics/metrics and the creation and management of data… more
- The Coca-Cola Company (Apopka, FL)
- …development, and execution of an operating model, while meeting Company and regulatory requirements. This is an onsite role. **Key Duties and Responsibilities** + ... are met for products certified as Halal suitable. + Responsible for employing, training , supervising, and accountability of the employees in the department as per… more
- Deloitte (Boca Raton, FL)
- …the quality of information disclosed to markets and investors to meet regulatory and attestation requirements + Evaluate accounting systems and controls ... the required principles and standards + Oversee the implementation of new systems , ensuring they are executed efficiently and align with industry standards, client… more
- NextEra Energy (Florida City, FL)
- …accurate chemical and radiochemical analyses. This role ensures plant systems operate within technical specifications, environmental permits, and industry best ... practices, contributing to plant efficiency and regulatory compliance. Key Responsibilities: + The Chemistry Analyst Senior...+ Perform routine and diagnostic chemistry analysis on plant systems (eg, reactor coolant system, secondary systems ,… more
- Coinbase (Tallahassee, FL)
- …IT process and gap assessments against industry standards and technology regulatory requirements to evaluate control design and operating effectiveness * Design, ... review and validate processes and configurations across technology systems , including cloud environments, operating systems , databases, and network… more