- Pfizer (Sanford, NC)
- …in a pharmaceutical or biotechnology manufacturing environment + Knowledge of regulatory requirements and quality systems + Strong organizational skills ... CAPA implementations. + Responsible for remaining current on assigned training . + **Supports** Lean Manufacturing, Sustainability, Operational Excellence initiatives;… more
- TD Bank (Charlotte, NC)
- …role sits within Financial Crimes Risk Management (FCRM) and works on various systems and data related projects that relevant to AML processes, design solutions that ... include the enhancement/advancement of transaction monitoring systems , the development and management of analytics/metrics and the creation and management of data… more
- TD Bank (Charlotte, NC)
- …alignment with policies, standards, and procedures and oversight of transaction monitoring systems will be part of the responsibilities assumed. The Senior AML ... for scenario tuning, defect prioritization and management, integration with third party systems and external controls. _Our team currently operates under a primarily… more
- Truist (Charlotte, NC)
- …to address weaknesses related to inadequate or failed processes, people, and systems , or external events and ensure effective remediation. **Essential Duties and ... Provide risk management support and oversight for change activities (both business and regulatory change). 6. Provide oversight and support for open risk, audit, and… more
- Wells Fargo (Charlotte, NC)
- …term sheets, creating and maintaining new deal data in our internal systems , facilitating new security setups, regulatory report, coordinating with Syndicate ... through one or a combination of the following: work experience, training , military experience, education **Desired Qualifications:** + BS/BA degree + Knowledge… more
- Truist (Charlotte, NC)
- …Description Summary Purpose: Mitigate risk for the firm from financial, reputation and regulatory items by ensuring that the advisors, OSJs and/or branch offices are ... including Securities Trading and Annuity Principal Review and Approval. Utilize multiple systems to ensure suitability and required documentation has been met. Focus… more
- Deloitte (Charlotte, NC)
- Senior Consultant, Anti-Money Laundering Analytics About Deloitte Regulatory , Risk & ForensicOur Deloitte Regulatory , Risk & Forensic team helps client leaders ... translate multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect, and transform their organizations. Join our team… more
- PruittHealth (Raleigh, NC)
- …Consultant is to support long-term care centers in achieving and sustaining regulatory compliance by conducting mock surveys, identifying areas of risk, and guiding ... 1. Conduct facility-wide mock surveys aligned with CMS and state regulatory standards, including clinical, environmental, and life safety areas. 2. Identify… more
- Lilly (Concord, NC)
- …Description:** The Quality Assurance Representative is responsible for using quality/ regulatory knowledge and oversight to provide guidance, consultation and ... constant state of cGMP compliance, as well as ensuring regulatory approval of the Concord facility through all design,...project team, and area process teams, including mentoring and training of new Quality and other project staff +… more
- Deloitte (Charlotte, NC)
- …the quality of information disclosed to markets and investors to meet regulatory and attestation requirements + Evaluate accounting systems and controls ... the required principles and standards + Oversee the implementation of new systems , ensuring they are executed efficiently and align with industry standards, client… more