- Wells Fargo (Yadkinville, NC)
- …demonstrated through one or a combination of the following: work experience, training , military experience, education + 1+ year of assessing and meeting the ... customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or… more
- Regions Bank (Charlotte, NC)
- …Oversees team processes and updates policies to reflect improvements + Maintains necessary training to stay well informed of regulatory and industry practices + ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- Deloitte (Charlotte, NC)
- Senior Consultant, Anti-Money Laundering About Deloitte Regulatory , Risk & Forensic Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate ... multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect, and...AML/OFAC compliance practitioners + Proficiency in using AML monitoring systems and related software + Ability to build strong… more
- Carrington (Raleigh, NC)
- …ask probing questions to explore alternative solutions and a proper understanding of regulatory and systems alignment. + Collaborate with technology partners to ... and digital communications. + Conduct regular audits of letter logic and regulatory requirements to ensure accuracy and compliance. + Analyze and streamline… more
- Cardinal Health (Raleigh, NC)
- …to commercial, corporate securities, intellectual property, labor and employment, and regulatory law, among other areas. This function also litigates all company ... (GPOs, IDNs, hospitals, physician offices, etc.), strategic sourcing, marketing, regulatory /compliance and contract manufacturing. **_Responsibilities_** + Demonstrate strong business… more
- Wells Fargo (Charlotte, NC)
- …a Principal Engineer to join our TCOO Organization and be part of Regulatory Reporting Technology team working on Platforms Modernization & Regulatory /Compliance ... to develop or influence applications, network, information security, database, operating systems , or web technologies for highly complex business and technical needs… more
- CanACRE (Charlotte, NC)
- …apart. Our goals are to provide technical leadership for greater regulatory understanding and certainty and to build collaborative relationships with stakeholders, ... maps and reports of surveyed areas, often using GIS (Geographic Information Systems ) technology to document the location and extent of wetlands and watercourses.… more
- ALBEMARLE (Charlotte, NC)
- …leadership role will be responsible for driving environmental stewardship, regulatory compliance, and continuous improvement across our operations worldwide, ... various regions, promoting shared best practices and consistent performance. + ** Regulatory Compliance** + Collaborate with site, project and resource Environmental… more
- Lowe's (Mooresville, NC)
- …this role supports the execution of internal controls over financial and regulatory reporting, by applying accounting judgment and knowledge of basic GAAP and ... regulatory requirements in daily activity. **What you will do**...with inputs from senior level associates + Works with systems and processes within applicable area of operation to… more
- Lowe's (Mooresville, NC)
- …this role supports the execution of internal controls over financial and regulatory reporting, by applying accounting judgment and knowledge of basic GAAP and ... regulatory requirements in daily activity. **What you will do**...with inputs from senior level associates. + Work with systems and processes within applicable area of operation to… more