- TD Bank (Charlotte, NC)
- …**Job Description:** The Central Supervision Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction ... (OSJ). This role assists in the regulatory oversight for TD Private Client Wealth, (TDPCW), a...In addition to MS Office software, experience in platform systems preferred (ie, Global Relay, FIS Supervision Compliance Manager,… more
- TD Bank (Charlotte, NC)
- …policies, standards, and procedures for oversight of the transaction monitoring systems . AML Business Data Manager is accountable for assisting with coordination ... and maintenance, defect prioritization and management, integration with third party systems and external controls. **Preferred Skills & Experience:** + 7+ years… more
- Sumitomo Pharma (Raleigh, NC)
- …instructions and training resources per the SMPA legal, medical, and regulatory approval process + Support development and regulatory correspondence and ... disease product(s). The Director leads the design and execution of program operations, systems , metrics, and HUB vendor network. The Director will work closely with… more
- TD Bank (Charlotte, NC)
- …maintains, enhances, and develops reporting processes, control frameworks, and/or systems . Daily activities involve providing leadership, direction, and necessary ... assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This role contributes to the development of liquidity… more
- GE Vernova (Wilmington, NC)
- …of the Wilmington Plant are based, as detailed in top level document systems (CP's, WI's NSR/Rs), the operating license (SNM-1097), and State of NC License(s). ... of radioactive materials to which personnel are exposed via continuous monitoring systems , high volume and special air samples; evaluate abnormal conditions, make… more
- CSL Plasma (Raleigh, NC)
- …, such as new hire, annual and any retraining to meet center or other training and regulatory requirements. Ensure the most current version of training ... priorities in support of changing company objectives + Understand Quality Systems and/or regulated training requirements **Additional Comments** + Minimum… more
- J&J Family of Companies (Wilson, NC)
- …federal regulations and guidelines including FDA, EPA, OSHA, DEA and TSA. + Ensures regulatory and job training remains current by promptly completing required ... of the ISA-95 level 1 and 2 manufacturing automated systems and applicable interfaces and level 3 recipe content... are fit for intended use and follow applicable regulatory requirements (eg cG(a)MP) and company manufacturing standards throughout… more
- Lockheed Martin (Jacksonville, NC)
- …connector repair kits\. Must be able to remove, install and test Avionic systems on the aircraft, remove and replace wire harnesses, including termination of wires, ... Pitot/Static system checkout and troubleshoot\. Familiarity with aircraft data\-bus systems and repair\. Maintains, troubleshoots, and repairs aircraft electrical … more
- Wells Fargo (Charlotte, NC)
- …SEC, etc. + Knowledge and understanding of corporate governance, financial reporting systems , legal entities, and role of regulatory authorities **Job ... requirements to be used to populate Financial and US Regulatory Reports. The data delivery automation activities will result...one or a combination of the following: work experience, training , military experience, education + Expert in SQL or… more
- City National Bank (Charlotte, NC)
- …appetite. * Assess emerging risks in mortgage portfolios and ensure alignment to Regulatory requirements including OCC, FDIC, FRB and CFPB and GSE guidelines. * ... policy requirements and current practices; * Support preparations for internal audits, regulatory exams and model validations. * Act as a liaison between Risk… more