- TD Bank (New York, NY)
- …responsibilities will include assisting in response to periodic examinations by regulatory agencies and internal audit, ad-hoc requests related to the HMDA ... policies, procedures, and other business line documents to ensure compliance with regulatory requirements. **The above details are specific to the role which is… more
- TD Bank (New York, NY)
- …timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise in financial markets, ... data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial institution in the US. Our team… more
- Highmark Health (Albany, NY)
- …to regulatory requirements. Reports findings both verbally and in writing and communicates results to affected areas. Uses information to generate topics ... materials to address deficiencies identified in the audits compliant with regulatory requirements. Provides written audit guidance. Participates with management in… more
- TD Bank (New York, NY)
- …Focuses on short to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education & Experience:** + Bachelors ... organization. + JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, at a global financial institution. + Firm… more
- The Brattle Group (New York, NY)
- …consulting firm. We provide expert analysis and testimony in legal disputes, regulatory proceedings, and business strategy. Our teams apply economic, financial, and ... decisions in areas such as corporate finance, energy, competition, and regulatory economics. **WHAT IS ECONOMIC CONSULTING?** Economic consulting involves using… more
- The Brattle Group (New York, NY)
- …consulting firm. We provide expert analysis and testimony in legal disputes, regulatory proceedings, and business strategy. Our teams apply economic, financial, and ... decisions in areas such as corporate finance, energy, competition, and regulatory economics. **WHAT IS ECONOMIC CONSULTING?** Economic consulting involves using… more
- TD Bank (New York, NY)
- …ISDA Master Agreements, Credit Support Annexes, Master Confirmation Agreements, Regulatory IM Documents, Account Control Agreements, Custody Agreements). The ... Commitment Agreements, ISDA Master Agreements, CSAs, Master Confirmation Agreements, Regulatory IM Documents, Account Control Agreements and Custody Agreements with… more
- C&W Services (New York, NY)
- …**Job Description Summary** POSITION SUMMARY The Environmental Health & Safety (EH&S) Manager is responsible for providing direction and support for all EH&S ... the day to day training * Ensure inspections by regulatory agencies are coordinated and deficiencies minimized and corrected....investigation, and management process * Liaise with WC Program Manager and benefits group on all aspects of injury… more
- TD Bank (New York, NY)
- …corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Protects the interests of the organization - identifies ... + Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assesses potential impacts + Maintains a...or similar products + 2+ years of experience in writing unit test cases with Junit 4. + Proven… more
- Regeneron Pharmaceuticals (Troy, NY)
- …investigations, CAPAs, supplier audit closures and evidence follow up, support of regulatory inspections, SOP writing and revision, change controls, Supplier ... manager level professionals in a multi-national firm including writing performance reviews, setting annual objectives, coaching, and developing team members.… more