- TD Bank (New York, NY)
- …dedicated to setting new industry standards. TD Bank is seeking a Senior Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The ... manager is responsible for developing an annual plan to...audit requests and feedback. The role requires excellent business writing skills, strong organization skills, attention to detail, and… more
- TD Bank (New York, NY)
- …that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide compliance oversight, guidance, and ... payments, ensuring business practices align with applicable federal and state regulatory requirements. The position requires strong regulatory knowledge, issue… more
- TD Bank (New York, NY)
- …**Job Description** Reporting to the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance and ... setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, support and objective guidance to assigned...oversight of the Global Regulatory Inventory and Regulatory Change Program, including… more
- TD Bank (New York, NY)
- …expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as… more
- TD Bank (New York, NY)
- …Program, including transformation and technology initiatives. Reporting to the Senior Manager , CPM, the Manager ensures **r** egulatory compliance issues ... the development of governance and control activities to help monitor and track regulatory compliance issues across Compliance. + Become an eGRC subject matter expert… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. The Surveillance Quality Assurance Manager will work with the ... **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and… more
- TD Bank (New York, NY)
- …enterprise as appropriate. **We are seeking a dynamic and forward-thinking Senior Manager to lead the strategic development and initiative planning for the ... Coordinate cross-functional initiatives and provide thought leadership on evolving regulatory expectations and best practices in program management across Compliance… more
- TD Bank (New York, NY)
- …for this role include: + Provides or reviews/approves responses to regulatory agencies and Internal Audit. + Interacts directly and independently with ... auditors and regulatory agencies and provides approval for document submissions to...instances of non-compliance. + Works independently as the senior manager /subject matter expert and may coach and educate others.… more
- New York Power Authority (White Plains, NY)
- Renewables Project Development Manager Location: White Plains, US **Summary** Identifies, evaluates, develops, and negotiates new utility-scale renewables growth ... delivery, external affairs, EH&S, and real estate. The Renewables Project Development Manager (PDM) is responsible for supporting the origination and development of… more
- TD Bank (New York, NY)
- …are complying with established policies, standards and procedures. The Senior Manager , Compliance Quality Assurance will supervise and/or execute these reviews. This ... availability and individual circumstances._ **Job Description Summary:** The Senior Manager , Compliance Testing oversees and develops team(s) of specialists and/or… more