- TD Bank (New York, NY)
- …disposition , reporting on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check and challenge. Reporting ... TDS' compliance surveillance framework; manage large surveillance projects (eg, remediation , implementing new surveillance tools); prepare status on projects and… more
- TD Bank (New York, NY)
- …manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists in remediation of Compliance-owned findings, ... for periodic management reporting, and oversee action plan development and remediation processes for Compliance-owned findings. The Compliance Audit and Exam Manager… more
- Citigroup (Getzville, NY)
- …closure of issues. The Issue Management Quality Assurance Director is a senior management position within the Services Controls and Issue management organization. ... and objective assessment on the effectiveness, quality and timeliness of the remediation of high severity issues (including MRIA/MRA). The position will have a… more
- KeyBank (NY)
- …topics, including all activities associated with LOBs risks, controls, testing, remediation , loss analysis, key risk indicators, reporting, policy, and procedure ... products, third parties, clients), control design, implementation, testing, and remediation for assigned LOBs. This position is an individual contributor… more
- TD Bank (New York, NY)
- …Team is a newly created team within US Wholesale Compliance focused on remediation and program development and improvement within TDS. This Director role will focus ... on driving compliance-owned remediation initiatives and supporting the strategic establishment of centralized...report on the status of Compliance regulatory initiatives to senior management, relevant boards and external stakeholders. + Support… more
- Palo Alto Networks (New York, NY)
- …They will be our clients' trusted partner for high-stakes incident response, remediation , and recovery as well as provide strategic and technical leadership and ... pull through and develop a budget for the IR practice, in collaboration with senior leadership + Manage the practice to achieve quarterly and annual revenue targets… more
- TD Bank (New York, NY)
- …compliance programs. This critical role reports to the lead Governance Program Management Senior Manager and will lead the design and development of the Compliance ... have direct reports but will be supported by a Senior Analyst and will work closely with the ...ownership and accountability + Experience with business transformation, regulatory remediation , or change management initiatives as a result of… more
- Scotiabank (New York, NY)
- …and supporting supervisory interactions, including exam management, continuous monitoring, senior management discussions with supervisors. The incumbent will work ... with senior stakeholders in the three lines of defense, including...interactions. The role also provides oversight and monitoring of remediation commitments made by Scotiabank US to its regulators… more
- SMBC (New York, NY)
- …delivery for large-scale transformation program or portfolio of transformation and remediation programs with primary focus on regulatory remediation and ... necessary in coordination with business stakeholders. + Lead high priority remediation and transformation programs that cover, among other components, organizational… more
- SMBC (New York, NY)
- …The role will manage end-to-end delivery for large-scale transformation programs and remediation programs with primary focus on regulatory remediation and ... internal control standards. + Lead the coordination and execution of remediation activities related to regulatory findings and audit observations, ensuring timely… more