- SMBC (New York, NY)
- …delivery for large-scale transformation program or portfolio of transformation and remediation programs with primary focus on regulatory remediation and ... necessary in coordination with business stakeholders. + Lead high priority remediation and transformation programs that cover, among other components, organizational… more
- SMBC (New York, NY)
- …The role will manage end-to-end delivery for large-scale transformation programs and remediation programs with primary focus on regulatory remediation and ... internal control standards. + Lead the coordination and execution of remediation activities related to regulatory findings and audit observations, ensuring timely… more
- MUFG (New York, NY)
- …of business requirements to accurately assess and validate issues, ensuring the remediation is appropriate and adequate to address the issues. **RESPONSIBILITIES** + ... Line of Defense (TLoD), or regulatory authority, and identify required resources for remediation . + Participate in ongoing meetings to track remediation efforts… more
- Citigroup (Queens, NY)
- …Citibank entities, including FR Y-9C, Call Report, and regulatory remediation and analytics. Other responsibilities include certain 10-Q/10-K disclosures, ... preparation/review of Board of Directors and Senior Management Presentations, maintenance of the global Accounting Policy Manual, internal controls on Regulatory… more
- Citigroup (New York, NY)
- …Communications and Reporting Director leads the directional strategy of regulatory remediation progress reports to regulators and internal reporting to senior ... and prepare for discussions/responses to regulatory agencies. . Works with senior stakeholders across Finance and the broader firm regulatory engagement team… more
- S&P Global (NY)
- …gaps/ issues in GRC tool + Lead efforts in logging, tracking, monitoring, and remediation of control gaps/ issues + Coordinate with key stakeholders to ensure the ... + Lead efforts in periodic reporting of issues to senior Management + Conduct data analysis to demonstrate trends...analysis to demonstrate trends of progress made in issue remediation by various technology processes + Conduct meetings to… more
- KeyBank (NY)
- …provide review and challenge on complaints, and advise on and monitor remediation activities. + Assists with developing a bank-wide approach to overseeing the ... reporting on complaints, including risk metrics performance, control testing results, remediation plans and status, peer benchmarks, external events, and emerging… more
- S&P Global (New York, NY)
- …on the US Public Finance (USPF) practice. This includes the identification and remediation of risk & control issues, implementation of control monitoring & testing, ... needs (eg, modifying processes to address changes in regulation, regulatory exams, remediation of findings, etc.) + Participate in and/or lead projects with emphasis… more
- PSEG Long Island (Bethpage, NY)
- …compliance. * Facilitate and coordinate NERC CIP audit preparation plans, calendars and remediation and ensure IT support for PSEG LI internal & external audits * ... for compliance for self-certifications, data submissions and event reporting. * Manage remediation : Track, report, and ensure remediation of negative findings… more
- MUFG (New York, NY)
- …(IM) planning and testing program, including review of test results and remediation of any observed weaknesses + Facilitate the day-to-day incident horizon scanning ... issues and/or control gaps, analyze gaps, document and report findings, and recommend remediation plans to management + Validate and challenge data and results to… more