- SMBC (New York, NY)
- …against approved limits, addressing limit breaches, and following up on remediation efforts with front-line teams, and other stakeholders across derivatives and ... cash trading desks. + Effectively communicate with team members, senior risk management, and audit on strategies related to open issues, testing results, corrective… more
- TD Bank (New York, NY)
- …Team is a newly created team within US Wholesale Compliance focused on remediation and program development and improvement within TDS. This Director role will focus ... on driving compliance-owned remediation initiatives and supporting the strategic establishment of centralized...report on the status of Compliance regulatory initiatives to senior management, relevant boards and external stakeholders. + Support… more
- MUFG (New York, NY)
- …of business requirements to accurately assess and validate issues, ensuring the remediation is appropriate and adequate to address the issues. **RESPONSIBILITIES** + ... Line of Defense (TLoD), or regulatory authority, and identify required resources for remediation . + Participate in ongoing meetings to track remediation efforts… more
- PSEG Long Island (Bethpage, NY)
- …Summary** This position is a direct report to the Technology Group Product Manager . The NERC Compliance Specialist is responsible for ensuring compliance with NERC ... compliance. * Facilitate and coordinate NERC CIP audit preparation plans, calendars and remediation and ensure IT support for PSEG LI internal & external audits *… more
- American Express (New York, NY)
- …these governance and oversight activities. This position will require engagement with senior leaders who directly support AENB and AENB Affiliate businesses to ... of areas in the first and second line of the status of risk remediation , emerging risk, and approaches to improve necessary controls and practices as appropriate. +… more
- Citigroup (New York, NY)
- …of regulatory remediation progress reports to regulators and internal reporting to senior management. As a strong project manager adept at working in ... and prepare for discussions/responses to regulatory agencies. . Works with senior stakeholders across Finance and the broader firm regulatory engagement team… more
- TD Bank (New York, NY)
- …and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports ... and collaborate to expediently resolve incidents, identify, and track issues to remediation and develop processes to create timely, complete, and accurate reporting.… more
- TD Bank (New York, NY)
- …is a newly created team within US Wholesale Compliance focused on remediation and program development and improvement within TDS. **Compliance Regulatory Initiatives ... developing escalation processes for non-completion + Active participation in ongoing remediation efforts in particular with respect to training related deliverables… more
- Citigroup (Getzville, NY)
- …Accountable for control/testing design results and advice regarding control design and remediation . As part of this, the role requires the identification of ... control/testing design matters for escalation to senior management, inputs to process enhancements, technical strategy, and work plans. The position closely follows… more
- Wells Fargo (New York, NY)
- …projected financial results and to value companies + Working closely with senior bankers on presentations, financial and credit analysis, and the preparation of ... visits, and other client interactions to gain exposure to key executives and senior bankers **In this role, you will:** + Participate in analyzing companies, develop… more