• Compliance Manager , Trade Surveillance…

    TD Bank (New York, NY)
    …disposition , reporting on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check and challenge. Reporting ... TDS' compliance surveillance framework; manage large surveillance projects (eg, remediation , implementing new surveillance tools); prepare status on projects and… more
    TD Bank (06/11/25)
    - Related Jobs
  • Compliance Audit and Exam Manager

    TD Bank (New York, NY)
    …manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists in remediation of Compliance-owned findings, ... and appropriateness.** **In this position, the** **Compliance Audit and Exam Manager ** **will lead assigned audits and exams, run stakeholder meetings, review… more
    TD Bank (08/27/25)
    - Related Jobs
  • Senior IT Support Analyst (US)

    TD Bank (New York, NY)
    …details for this role. **Line of Business:** Technology Solutions **Job Description:** The Senior IT Support Analyst provides a broad range of systems / application ... area. **Depth & Scope:** + Works independently in a senior /lead role on a diverse range of tasks and...+ Identifies root causes and implements targeted and controlled remediation plans + Administers business applications in co-ordination with… more
    TD Bank (08/27/25)
    - Related Jobs
  • Senior Compliance Officer - Monitoring…

    TD Bank (New York, NY)
    …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance ... and key stakeholders, and exercise credible challenge. + Oversee remediation of gaps identified in the testing process +...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
    TD Bank (07/26/25)
    - Related Jobs
  • Senior Compliance Officer - Fixed Income

    BMO Financial Group (New York, NY)
    …oversee the satisfactory resolution of issues, including ensuring adequate management remediation plans and validation. + Elevate high profile issues/risk cases to ... on the satisfactory resolution of issues, including ensuring adequate management remediation plans and validation. Elevate high profile issues/risk cases to… more
    BMO Financial Group (08/09/25)
    - Related Jobs
  • Senior IAM Governance Specialist - Power BI

    M&T Bank (Buffalo, NY)
    …+ Analyze and produce insightful reports with recommendations for Cybersecurity senior leadership. + Partner with Cybersecurity, Technology, and First Line Risk ... documentation, reporting, and performance metrics. + Coordinates various aspects of remediation activities by tracking team completion and drafting key actions,… more
    M&T Bank (08/08/25)
    - Related Jobs
  • Senior Environmental Compliance Analyst

    City of New York (New York, NY)
    …environmental requirements are appropriately addressed. Reporting to the Environmental Compliance Manager , with latitude for independent judgment, the Senior ... reviews of proposed specifications and drawings and develops Site Safety Programs (SSPs) and Environmental Remediation Work Plans (ERWPs) to ensure that safety and… more
    City of New York (07/04/25)
    - Related Jobs
  • Senior Compliance Analyst - Park Avenue…

    Guardian Life (Albany, NY)
    …you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will ... branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in...as appropriate, with corrective action plans to ensure proper remediation is taken at the branch office and verify… more
    Guardian Life (08/29/25)
    - Related Jobs
  • Senior Linux System Administrator

    GovCIO (Albany, NY)
    …standard Linux administration duties will be included in this role. + Senior -level RedHat Linux server administration experience, experience with other Linux OS ... + Experience implementing logging solutions + Experience with vulnerability remediation + Experience in creating software/scripts to automate production systems… more
    GovCIO (08/08/25)
    - Related Jobs
  • Manager , Compliance Program Effectiveness…

    TD Bank (New York, NY)
    …scaling compliance programs. This critical role reports to the lead Governance Program Management Senior Manager and will lead the design and development of the ... Senior Analyst and will work closely with the Senior Manager of Global Compliance Strategy and...ownership and accountability + Experience with business transformation, regulatory remediation , or change management initiatives as a result of… more
    TD Bank (08/30/25)
    - Related Jobs