- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank ... US Compliance , we're on a mission to build a more...review of brand and consumer product marketing, completing regulatory research , assisting with regulatory change management, issue management, monitoring… more
- Ross Stores, Inc. (New York, NY)
- …management\. The position will also assist in developing, implementing, and monitoring compliance training , business investigations, legal research , project ... learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director, Product Compliance & Regulatory Attorney will work as a member of the Ross… more
- Monroe Community College (Rochester, NY)
- …Experience in education , business administration, statistics, mathematics, marketing research , management information. + Training in project management, ... Thu May 8 2025 Job Description: Function of Position: The Data and Compliance Program Coordinator II is primarily responsible for data collection, reporting and… more
- University of Rochester (Rochester, NY)
- …leaders in developing the strategic direction of programs. Assists in the development of compliance education and training materials. Provides education ... management team. Leads by example by communicating and modeling the goals the compliance program. Other duties as assigned. **MINIMUM EDUCATION & EXPERIENCE** +… more
- University of Rochester (Brighton, NY)
- …are followed. Develops and disseminates comprehensive resources, education and training programs to support compliance and operational policies and ... and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE Supports the Compliance Plan through review, analysis, communication and training … more
- Raymond James Financial, Inc. (NY)
- …industry marketing/advertising and corporate functions and skills obtained through education , experience, specialized training and/or certification in securities ... associates. + May assist with the development and implementation of continuing education and training programs for the department in conjunction with… more
- City of New York (New York, NY)
- …disseminate routine updates regularly. - Assist in coordinating and facilitating compliance -related training and communications for CFB employees. - Regularly ... requests are completed by requesting and providing travel personnel files (TPF). - Research and apply compliance best practices for storing personnel records. -… more
- MTA (New York, NY)
- …compliance reviews, as well as training activities on ethics and compliance issues. This includes conducting research and analysis into various ... Compliance Director Job ID: 10801 Business Unit: MTA...internal control awareness. + Assist, when necessary, in the training and education of staff on the… more
- Raymond James Financial, Inc. (NY)
- …advice and guidance on industry rules, regulations, and firm policies, providing compliance education to new and existing PCG branch associates, reviewing ... prospective financial advisors and registered representatives prior to onboarding. + Provides compliance training to new PCG branch associates. + Delivers… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking ... Compliance Business Oversight Manager provides second line oversight and...Teams and may assist with guidance related to analyses, training , complaints, risk assessments, and other monitoring activities. The… more