• Trade Surveillance Associate ( Compliance )

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team.… more
    TD Bank (08/08/25)
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  • Risk and Compliance Analyst / Associate…

    Mizuho Corporate Bank (New York, NY)
    …Control: Maintaining logs for important and non-public information. Conducting required training for ACBD1 staff. + Compliance Library: Maintaining an ... function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning...on a wide range of factors including relevant skills, training , experience, education , and, where applicable, certifications… more
    Mizuho Corporate Bank (08/27/25)
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  • Director, Compliance - Testing Team Lead,…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to existing… more
    TD Bank (08/22/25)
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  • Sr. Compliance Officer - Monitoring…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in adhering… more
    TD Bank (06/21/25)
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  • Manager, Compliance - Trade Surveillance

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade… more
    TD Bank (07/10/25)
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  • VP, Compliance AI Initiatives

    Mizuho Corporate Bank (New York, NY)
    …and mitigate risks. + Collaborate with legal, technical, and operational teams to address compliance issues. + Provide training and support to staff on AI ... As the Vice President of Compliance AI Initiatives, you will play a pivotal...on a wide range of factors including relevant skills, training , experience, education , and, where applicable, certifications… more
    Mizuho Corporate Bank (07/15/25)
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  • SVP, Capital Markets Chief Compliance…

    Raymond James Financial, Inc. (New York, NY)
    … by coaching and mentoring junior team members and implementing targeted training programs. + Conduct ongoing reviews of compliance controls, recommending ... experience preferred. ~or~ + Any equivalent combination of experience, education , and/or training approved by Human Resources. **Licenses/Certifications** +… more
    Raymond James Financial, Inc. (06/03/25)
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  • Chief Compliance Officer

    City of New York (New York, NY)
    …laws and regulations; appropriately disseminate this information to staff as needed. - Research , evaluate and determine compliance software to support this work. ... classes, and training ; serve as lead resource for information about compliance . DIRECTOR OF ADMINISTRATION (DE - 95016 Qualifications 1. A baccalaureate degree… more
    City of New York (06/14/25)
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  • VP Compliance - Conflicts Manager, Global…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical in reviewing,… more
    TD Bank (08/16/25)
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  • IT Business Analyst - Compliance Systems

    Mizuho Corporate Bank (New York, NY)
    …are based on a wide range of factors including relevant skills, training , experience, education , and, where applicable, certifications and licenses obtained. ... Join Mizuho as a Business Analyst IT for Compliance Technology! In this role you will bridge...fixed income sales & trading, derivatives, FX, custody and research . Visit www.mizuhoamericas.com.​​ Mizuho Americas offers a competitive total… more
    Mizuho Corporate Bank (06/25/25)
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