- TD Bank (New York, NY)
- …regulatory changes are considered within the Business and assist in implementing compliance initiatives to help manage regulatory risk. ** Education & ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $75,000 - $95,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + Assists ... + Interacts with control functions within the organization + Conducts meaningful research , analysis, and assessment of Compliance program activities at the… more
- City of New York (New York, NY)
- …disseminate routine updates regularly. - Assist in coordinating and facilitating compliance -related training and communications for CFB employees. - Regularly ... requests are completed by requesting and providing travel personnel files (TPF). - Research and apply compliance best practices for storing personnel records. -… more
- Aflac (New York, NY)
- …Law, NAIC, Japan FSA, CIMA, BMA, and US CFTC developments. + Provide research on investment compliance related issues. + Provide guidance on permissible ... VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC...investment and transaction-related activities. + Develop and provide training and guidance on internal governance, supervisory controls and… more
- Humana (Albany, NY)
- …the Senior Clinical Compliance Professional, you will develop and/or evaluate compliance policies and procedures. Research compliance issues and ... subject matter expert with the 2nd line of defense compliance function. Research compliance related...a remote position, occasional travel to Humana's offices for training or meetings may be required. **Scheduled Weekly Hours**… more
- MTA (New York, NY)
- …compliance reviews, as well as training activities on ethics and compliance issues. This includes conducting research and analysis into various ... Compliance Director Job ID: 10801 Business Unit: MTA...internal control awareness. + Assist, when necessary, in the training and education of staff on the… more
- The Research Foundation for SUNY (Albany, NY)
- …on renewal of charters to the SUNY Trustees. The School Finance and Compliance Manager reports to the Institute's Managing Director of School Finance and is ... responsible for the ongoing monitoring and evaluation of fiscal performance and compliance of charter schools. SPECIFIC DUTIES: + Act as primary point of contact… more
- City of New York (New York, NY)
- …and edit official documents including memoranda, policy guidance, interagency advisories, and compliance directives. - Research federal, state, and local laws to ... The Problems You'll Solve The incumbent will report to the Deputy Director, Compliance and with wide latitude for independent judgment will perform the following job… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking ... Compliance Business Oversight Manager provides second line oversight and...Teams and may assist with guidance related to analyses, training , complaints, risk assessments, and other monitoring activities. The… more
- City of New York (New York, NY)
- …and edit official documents, including memoranda, policy guidance, interagency advisories, and compliance directives. - Research federal, state, and local laws ... Solve The incumbent will report to the Deputy Director, Compliance , and with wide latitude for independent judgment will...or - You have a satisfactory equivalent combination of education and experience. RESEARCH PROJECTS COOR(MA)-MGR -… more