- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 11 ** Compliance & Control, Senior Analyst - Ratings** **The Role** The Senior Analyst role is based in New ... York and will be responsible for supporting the regulatory Compliance Program for the North American Structured Finance and...you have the chance to shape the success and integrity of S&P Global Ratings, making a meaningful impact… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135.000 USD TD is committed to providing fair ... details for this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance ...Through due diligence, and with a strong sense of integrity , we help mitigate potential risks to the surveillance… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance ... bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair lending risk within various business units. * ... Performs periodic compliance monitoring and prepares reports summarizing the Bank's fair...banking committees and/ or working groups as needed. * Research regulatory updates to identify linkages and trends and… more
- The Rare Wine Co. (Brooklyn, NY)
- …distributor appointments/terminations, control state coding, and manage territory agreements. Compliance Research : Monitor regulatory changes and industry best ... Compliance Associate Vieux Vins Group is a prestigious...responsiveness, and the ability to manage confidential information with integrity . Proficiency with Microsoft Office Suite (especially Excel); familiarity… more
- International Rescue Committee (New York, NY)
- Requisition ID: req58986 Job Title: Grants and Compliance Manager Sector: Finance Employment Category: Regular Employment Type: Full-Time Compensation: USD 76,230.00 ... experience are strongly encouraged to apply. The Grants and Compliance Manager for the IRC in New York and...culture that reflects IRC's core values of service, accountability, integrity , and equality. Ability to lead in a way… more
- Mizuho Corporate Bank (New York, NY)
- …and reduce manual work. Additionally, they will monitor and mitigate risks in compliance technology projects, ensuring data integrity and security. The ideal ... Join Mizuho as a Business Analyst IT for Compliance Technology! In this role you will bridge...fixed income sales & trading, derivatives, FX, custody and research . Visit www.mizuhoamericas.com. Mizuho Americas offers a competitive total… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team! As the Director of Compliance Technology Modernization, you will be at the helm of a transformative journey-redefining how compliance is ... is a rare opportunity to lead the modernization of mission-critical compliance screening platforms, transitioning legacy systems into agile, cloud-native solutions… more
- Raymond James Financial, Inc. (New York, NY)
- …Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision of ... a comprehensive compliance program for the Capital Markets division. This role...program for Capital Markets, encompassing Equity Investment Banking, Equity Research , Institutional Equity Sales & Trading, Affordable Housing Investments,… more
Recent Jobs
-
Director of Campus Operations
- HCA Healthcare (Las Vegas, NV)
-
SME - Engineer Systems 5
- Huntington Ingalls Industries (Wright Patterson AFB, OH)
-
Certified Medical Assistant - CMA - Cosmetic Center
- Geisinger (Danville, PA)
-
CV Sonographer II
- Catholic Health Initiatives (Grand Island, NE)