- TD Bank (Marlton, NJ)
- …role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Support Specialist is responsible for reviewing releasing or escalating flagged ... responds to and follows up on debt margin issues to ensure timely resolution and compliance with regulatory requirements. **Depth & Scope:** + Collaborates with the… more
- MUFG (Jersey City, NJ)
- …of artifacts to determine methods of intrusion and best course of resolution while driving security improvement + Strong Incident Response knowledge and experience ... frameworks (ISO 27001, NIST 800 series, FFIEC, SOC2, FedRAMP, STAR, etc.) + Support inquiries from compliance teams such as IT risk management and internal and… more
- Tradeweb (Jersey City, NJ)
- …**https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf** **Group Details** The Fixed Income Data Specialist provides critical client support in ... Security Master Database; be available to assist with trade support activity when there are data related trade problems...quickly suggest options for alternative resolutions when a complete resolution is not immediately available. + Add value to… more
- Bank of America (Jersey City, NJ)
- …and testing, or law enforcement liaison responsibilities in an investigative support role **Required Qualifications:** + Minimum 5 years' experience in financial ... AML, Risk, or Compliance experience and/or knowledge of financial crimes typologies + FINRA licenses including the SIE or Series 7 at minimum, or related experience… more