• Lead Institutional Investment Operations…

    Wells Fargo (Charlotte, NC)
    …for lifecycle support for institutional trade flow functions as well as support resolution of issues in and out of their responsibility. + Participate ... this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist for our Shared Services Configuration team as part of Corporate Investment… more
    Wells Fargo (08/29/25)
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  • Senior Institutional Investment Operations…

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Approval to Transact team as a part of Corporate ... with solutions + Assist with special projects and gathering data to assist with resolution of issues in areas that may normally be outside of daily responsibilities… more
    Wells Fargo (09/05/25)
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  • Senior Institutional Investment Operations…

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within the FX Account Maintenance team as a part of Corporate ... career areas and business divisions at wellsfargojobs.com . The specialist will work with FX Account Maintenance team members...**In this role, you will:** + Assist in lifecycle support for corporate and institutional trade flow + Have… more
    Wells Fargo (08/26/25)
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  • Senior Capital Markets Middle Office…

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo is seeking a Senior Capital Markets Middle Office Specialist within the (XVA) and Macro Structured Solutions Trading desk team as a ... career areas and business divisions at wellsfargojobs.com . This resource will support the trading and hedging activities that include bonds, various interest rate… more
    Wells Fargo (09/05/25)
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  • IT Application Systems Specialist , VP

    SMBC (Charlotte, NC)
    …(IFM), including strong development skills for customizing and optimizing the platform. The Specialist works closely with business units and support teams to ... of benefits to its employees. **Role Description** The IT Application Systems Specialist is responsible for supporting and enhancing the Actimize Fraud (IFM)… more
    SMBC (08/13/25)
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  • IT Operations Specialist - Intern

    SMBC (Charlotte, NC)
    …SMBC Capital Markets, Inc. is seeking to hire an intern IT Operations specialist within its DevOps group. This is an important role requiring interaction with ... The appropriate candidate will take part in responding to first tier application support for the Development Group, as well as specifying and implementing in-house… more
    SMBC (08/20/25)
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  • Senior Compliance Specialist - Financial…

    Vanguard (Charlotte, NC)
    …demonstrate deep expertise in Regulation E, Regulation CC, NACHA rules, and FINRA oversight. You will design and execute compliance testing frameworks, conduct ... and internal policies. Collaborates with internal stakeholders to ensure timely resolution and documentation. + Prepares clear and actionable inspection and… more
    Vanguard (08/13/25)
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  • Fiduciary Specialist - Personal Trust…

    US Bank (Charlotte, NC)
    …ensure compliance. + Conduct compliance reviews and manage exceptions to ensure timely resolution . + Support internal and external audits, exams, and testing; ... and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes...and business partners to ensure accurate responses and issue resolution . + Lead business line projects related to regulatory,… more
    US Bank (09/04/25)
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  • Financial Advisor

    Atria Wealth Solutions (Raleigh, NC)
    …or SEG location seminars. + Working with other advisory team members, the Planning Specialist , and the departmental support personnel to meet the needs of our ... a concern or problem and seeing it through to resolution . + Someone who is excited by the opportunity...Business, Finance, or Insurance or equivalent work experience + FINRA series 7, 63/65 (or 66) + NC Life,… more
    Atria Wealth Solutions (07/25/25)
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  • GFC Investigator (Brokerage - AML/Fraud)

    Bank of America (Charlotte, NC)
    …and testing, or law enforcement liaison responsibilities in an investigative support role **Required Qualifications:** + Minimum 5 years' experience in financial ... AML, Risk, or Compliance experience and/or knowledge of financial crimes typologies + FINRA licenses including the SIE or Series 7 at minimum, or related experience… more
    Bank of America (09/03/25)
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