- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, US ... on financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM program and plays a key role… more
- NBT Bank (Syracuse, NY)
- …to ensure that they are in compliance. + 10% Serves on the department's Investment Policy Committee and the Bank's Retirement Plan Committee. + 5% Other ... of a more complex nature within the Trust & Investment Department and assisting in business development. Insures that...: Including hospital, accident, and critical illness coverage. + Retirement Plans: Benefit from a 401(k) plan with employer… more
- NBT Bank (Syracuse, NY)
- …allocation, sector weightings and security composition in accordance with account investment objectives. Monitors portfolios of accounts and makes adjustments as ... needed. Prepares investment proposals for a new business accounts and maintains...: Including hospital, accident, and critical illness coverage. + Retirement Plans: Benefit from a 401(k) plan with employer… more
- JPMorgan Chase (New York, NY)
- …and families personalized, comprehensive financial solutions that integrate sophisticated investment management, capital markets, trusts & estates and banking ... a provision in his will, it is the Trust Officer 's role to oversee the administration of the trust....+ Analyze trust documents for legal, tax, administrative and investment issues and coordinate delivery of services. + Make… more
- Neuberger Berman (New York, NY)
- …Personal Trusts, Collective Investment Trusts (CITs), and Outsourced Chief Investment Officer (OCIO) clients, such as endowments, foundations, and pension ... Advice, Planning & Fiduciary Services, and Shannon Saccocia, Chief Investment Officer - Wealth. The Trust ...a discretionary bonus, which, along with base salary and retirement contributions, is part of our total comprehensive package.… more
- Arena Investors LP (New York, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management framework. ... This position requires close collaboration with the Chief Risk Officer , where you will provide vital insights and contribute to strategic decision-making processes… more
- JPMorgan Chase (New York, NY)
- …business segments including Asset & Wealth Management, Corporate and Investment Banking Commercial Banking, Consumer and Community Banking. Through collaboration, ... and families personalized, comprehensive financial solutions that integrate sophisticated investment management, capital markets, trusts & estates and banking… more
- TD Bank (New York, NY)
- …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports the Trade ... framework. Specifically, the Data Quality Team works with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line… more
- JPMorgan Chase (New York, NY)
- …accountability, and enterprise perspective. **Job Responsibilities:** + Serve as Chief Compliance Officer of a registered investment fund focused on alternative ... **Preferred Qualifications, Capabilities and Skills:** + Experience as Chief Compliance Officer of a registered investment company. + Subject matter… more
- New York State Civil Service (Albany, NY)
- …Technology Services, Office of Title Deputy Chief Artificial Intelligence Officer (2 positions) Occupational Category IT Engineering, Sciences Salary Grade ... Code 12220 Duties Description Reporting to the Chief AI Officer , the Deputy Chief AI Officer (SG-M6)...* Identify emerging AI technologies and trends to inform investment decisions and maintain technical relevance. Minimum Qualifications Eight… more
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