• Director, RIA and Custody Services (RCS)

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …leader to design, implement and enhance the service experience for independent registered investment advisors and introducing broker dealers for the custodian ... and clearing platform. + Products, process, and business structure of independent registered investment advisors and introducing broker dealers. + US financial… more
    Raymond James Financial, Inc. (06/12/25)
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  • Senior Compliance Analyst - Park Avenue Securities

    Guardian Life (Tallahassee, FL)
    …of state insurance laws (inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an ... supporting the Law Department's Mission to be a trusted advocate and advisor to drive strategic solutions that advance Guardian's purpose, priorities, and values.… more
    Guardian Life (08/29/25)
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  • Internal Audit Manager - Wealth Management-…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …relevant regulations (eg FINRA, SEC), especially those associated with broker-dealer and registered investment advisor business models. + Planning, ... organizing and conducting audits. + Excellent verbal and written communication skills, with the ability to present complex and sensitive issues to management in a persuasive manner. + Enthusiastic, self-motivated, effective under pressure, and willing to take… more
    Raymond James Financial, Inc. (08/09/25)
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  • REMOTE Compliance Associate

    Insight Global (Tampa, FL)
    Job Description A large broker-dealer and registered investment advisor firm local to the Tampa area is looking for 2 Compliance Associates to sit within the ... securities brokerage and investment advisory organizations. This person ensures that all retail...standards. In this role, you will be managing financial advisor and regulator inquiries through multiple platforms such as… more
    Insight Global (07/15/25)
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  • RCS Client Admin Support Team Lead

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …supporting a team of specialists who perform operational functions for the RIA & Custody Services (RCS) division. This role requires a detail-oriented professional ... with experience in RIA and IBD back-office operations. The Team Lead will...in operational support within financial services. + Experience supporting RIA and IBD operations is preferred. + Prior experience… more
    Raymond James Financial, Inc. (08/12/25)
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  • Care Manager Trainee

    Community Based Care of Brevard, Inc. (Palm Bay, FL)
    …ra pists , pr ov iders , and ot herapprop ria tepro fe ss io n al s . The Care...le co nfiden ti alinf orma t ion app rop ria tely . 5. Part ne rs hip : colla b ... ties atah igh levelof au t on omyorw ith mini m al sup ervision ; ab le toseta pp r op ria te limits an dbou nd ari es with ch ild ren an d fami li es ; ab le tot ra… more
    Community Based Care of Brevard, Inc. (06/24/25)
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  • Compliance Business Oversight Manager

    TD Bank (Fort Lauderdale, FL)
    …of TD Bank, NA encompassing banking, custom credit, asset management, securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD ... and complex regulatory regimes.** **The Financial Advisors, Relationship Managers, and Investment Advisors who are part of the client-facing Distribution teams are… more
    TD Bank (09/03/25)
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  • Operational Risk Professional III - RCS

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and supporting a team of specialists who perform operational functions for the RIA & Custody Services (RCS) division. We are seeking a detail-oriented and ... client-focused Client Money Movement Associate to support our operations team. This role is responsible for reviewing and validating money movement requests submitted on behalf of end clients. The associate will ensure all requests are in good order, comply… more
    Raymond James Financial, Inc. (08/29/25)
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  • Neighborhood Partnership Program Care Coordinator…

    Community Based Care of Brevard, Inc. (Rockledge, FL)
    …ac hievecon sens usa mon g fa milyando ther p artic ipan ts in develo pi ng an approp ria tep lan bas ed on the n ee dsofthefam il i es a nd toensurec om p lia nce ... with FPOCF pro ced ures, v al u es, and sta nd ards 2. Ser vi ce an dTreat ment De li ve ry - Es se n ti alFu nctio n : Ensu re s er vic es andtr ea tm ent ared el i ve r ed froma str e ng th b ased fr ame wo rk and cu st om iz ed in ord er tom ee ti nd ivid u… more
    Community Based Care of Brevard, Inc. (08/24/25)
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  • Tax Manager - Renewable Energy

    Deloitte (Tampa, FL)
    …on the potential benefits and eligibility requirements related to: + IRC section 48 Investment Tax Credit + IRC section 45 Production Tax Credit + IRC section 45Q ... Attorney + Enrolled Agent + Certifications: + Chartered Financial Advisor (CFA) + Certified Financial Planner (CFP) Preferred: +...Experience with tax technical research (eg, CCH, Hein, Lexis, RIA , etc.) + Experience with Federal or State and… more
    Deloitte (08/23/25)
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