- Wells Fargo (Los Angeles, CA)
- …+ Resolve low to moderately complex issues regarding the customer and employee experience, risk , and growth of the team and the business to meet Branch Network ... Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to interact with integrity… more
- Wells Fargo (San Diego, CA)
- …the business + Knowledge and understanding of Branch Banking compliance controls, risk management, and loss prevention + Ability to follow policies, procedures, and ... schedule that may include most Saturdays + Adherence to Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
- Wells Fargo (Beverly Hills, CA)
- …standards. Provides training and guidance to less experienced bankers. Maintains effective risk management through routine education, sound risk and operational ... negotiate deal terms directly with clients + Present to deals to Independent Risk Management, along with underwriting teams, for final approval + Assist with… more
- City National Bank (Los Angeles, CA)
- …and or Lead for Consumer Banking and will partner with the Risk Framework leadership team. Responsibilities will encompass understanding controls required for ... constructively and balance challenges, supporting alignment of business objectives with CNB's risk appetite and established limits. WHAT WILL YOU DO? * Responsible… more
- Wells Fargo (Los Angeles, CA)
- …responsibility that may include: + Understanding each clients' investment strategy and risk appetite to build a long-term relationship with Wells Fargo Corporate & ... Investment Banking + Assisting the trading desk in managing risk + Supporting senior sales representatives in building relationships...+ Assisting with executing and booking trades + Using risk management tools to monitor trading positions and … more
- Wells Fargo (Pacific Palisades, CA)
- …self-service mobile options to customers + Serve as a leader in managing risk ; understand and manage risks in the business, adhere to policies, procedures & ... customers and colleagues + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to educate and connect customer… more
- Wells Fargo (San Diego, CA)
- …the business * Knowledge and understanding of Branch Banking compliance controls, risk management, and loss prevention * Ability to follow policies, procedures, and ... schedule that may include most Saturdays * Adherence to Wells Fargo sales practices risk management culture * Current registration for FINRA Series 6 and Series 63… more
- Wells Fargo (Concord, CA)
- …engineers and engineering managers in roles with moderate complexity and risk , responsible for building high quality capabilities with modern technology + ... masters and the teams to meet moderate to high risk deliverables and help remove impediments, obstacles, and friction...well as identify, manage and mitigate technology and enterprise risk + Collaborate with, partner with and influence Product… more
- Wells Fargo (San Jose, CA)
- …when needed, and identifying and recommending opportunities for process improvements and risk control enhancements; serve as a mentor for less experienced colleagues ... and retaining long-term client relationships + Experience identifying and mitigating risk , ensuring compliance with processes and procedures + Excellent verbal,… more
- Wells Fargo (Los Angeles, CA)
- …and the client and will direct day to day workflow, escalate both service and risk issues as they arise, ensure the entire branch is working together to care for ... partnerships with all centers of excellence (COE) and support partners; managing risk /compliance; expense / P&L management; and exception management + Execute on… more