- ICW Group (San Diego, CA)
- …controls reporting, compliance audits, monthly and ad-hoc statistics and trends, and risk -focused reports including internal and 3rd party Risk Assessments. + ... policies, requirements, and directives. + Leads and conducts information security risk assessments including documenting processes, service level agreements and best… more
- Wells Fargo (El Monte, CA)
- …in Service, Implementation** **or equivalent** + Demonstrate a strong focus on risk mitigation, attention to detail, and ability to follow documented procedures + ... focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as… more
- Wells Fargo (Irvine, CA)
- …and internal partners to deliver a high-touch client experience within a strong risk management framework. + Build and maintain a strong knowledge of internal ... focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as… more
- City National Bank (Los Angeles, CA)
- …and Unregistered Fund Vehicles, Support Functions (Operations, Compliance, Risk )Thrives in a dynamic team-based environment, effectively manages ambiguity, ... * Plans, executes and leads complex projects using a risk based, cost effective and efficient process but is...of new services, products, industry and regulatory developments and risk events that have a significant technology and business… more
- Cardinal Health (Sacramento, CA)
- …processes and procedures, lead audits, implement process improvements, conduct risk assessments, and perform mitigation activities. The position requires regular, ... leadership and other appropriate parties + Perform annual CTPAT risk assessments to identify at- risk sites, suppliers, trade lanes, etc., and develop and execute… more
- Wells Fargo (San Francisco, CA)
- …globally. Additionally, this role must have a strong understanding of FX and risk associated with international transactions. **In this role, you will:** + Lead ... focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as… more
- Banc of California (Santa Ana, CA)
- …internal Enhanced Due Diligence (EDD) requirements. Tasked with assessing customer risk and producing financial intelligence through research and analysis. The EDD ... operates. **HOW YOU'LL MAKE A DIFFERENCE** + Promotes a risk -aware culture, ensures efficient and effective risk ...a risk -aware culture, ensures efficient and effective risk and compliance management practices by adhering to required… more
- City National Bank (Los Angeles, CA)
- …to guide the Private Bank management team on client servicing, operational risk management and compliance matters. Works with the management team to incorporate ... manages the operational staff of a large Private Banking division. Manages risk associated with the operational aspects of client relationships and their business… more
- City National Bank (Los Angeles, CA)
- …AUDIT- CYBER* WHAT IS THE OPPORTUNITY? The Director of Audit for IT Service/ Risk Management will support the MD, US Technology and US Data Governance by providing ... assurance over the design and operation of CNB's IT risk management practices, governance processes and the system of...audit operations relating to IT service management and IT risk management. CNB's IT and business managed platform technology… more
- Bank of America (Newport Beach, CA)
- …Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as uphold the Firms' reputation. Additionally, they ensure Financial ... business, and serves the client by proactively managing and mitigating risk . **What you'll accomplish:** + Manage delegated compliance, administrative and business… more