- Citigroup (New York, NY)
- …on their behalf. + Maintain a comprehensive understanding of client goals and risk tolerance to ensure that financial strategies are appropriate. + Uncover needs ... wealth. + Develop tailored solutions that address clients' unique investment, risk management, and financing/ liquidity needs. + Regularly monitor progress against… more
- TEKsystems (New York, NY)
- Description - Conduct comprehensive Risk and Control Self-Assessments (RCSA) across broker-dealer operations, including trading, sales, operations, and support ... testing, and regulatory reporting. - Align compliance efforts with enterprise risk management standards and ensure integration across business lines. - Collaborate… more
- CIBC (New York, NY)
- …to, the parent bank swap dealer. **How You'll Succeed:** + Executing risk -based compliance examinations that adequately address coverage of laws and regulations ... policies and standards ("regulatory obligations") + Develop, perform and document risk -based test objectives to evaluate the company's adherence to policies,… more
- SMBC (New York, NY)
- …banking, enterprise valuation, legal, tax, accounting, treasury, capital markets, compliance, credit risk and market risk . **Role Objectives** The Candidate is ... due diligence, underwriting, credit approval, and closing processes. + Evaluate counterparty risk , propose strategies and tools for portfolio monitoring. + Work with… more
- The Salvation Army (West Nyack, NY)
- …equipped to handle various cyber incidents. It also involves conducting risk assessments and scenario planning (tabletop exercises) to anticipate potential threats ... and outcomes for compliance purposes, audits, and continuous improvement. + Risk Mitigation: By effectively managing cyber incidents, this role directly contributes… more
- US Bank (New York, NY)
- …with Senior to Executive Leaders in their assigned Line of Business, Risk /Compliance/Audit (RCA) Consultants, RCA Managers and other Senior RCA Managers to, ... oversee the successful creation, implementation, and maintenance of an effective risk management framework. Accountable for projects and/or activities that ensure… more
- Citigroup (Getzville, NY)
- **CRMS - Credit Risk Administration** The Credit Risk Management Services (CRMS) team offers entry-level opportunities for professionals to apply analytical ... thinking, attention to detail, and an understanding of credit risk processes. This role supports the review and verification of credit documentation and data while… more
- Equinor (Brooklyn, NY)
- …Ability to solve highly complex tasks with a short to medium-term tactical impact/ risk with a reduced impact on the logistical requirements. You address key business ... in organisation. Conduct regular review of safe working practices, including risk assessments and method statements, training and competence. *Oversee a preventative… more
- TD Bank (New York, NY)
- …including Markets sales and trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic guidance and independent oversight ... on regulatory requirements and assisting business units to manage their regulatory risk . The Surveillance Quality Assurance Manager will work with the Director of… more
- Citigroup (New York, NY)
- …development and execution of financial objectives related to revenues, expenses, capital, and risk . They are a key member of their respective business / function ... and external stakeholders including EMT members, regulators, Investor Relations, Treasury, Risk , Legal and other functions while leading delivery of capital, … more