- American Express (New York, NY)
- …Events & Remediation team is to ensure timely identification, response, and resolution of risk events and issues to minimize impact, as well as to prevent recurrence ... across the enterprise **Required Qualifications:** + 1-2 Years experience in operational risk management (eg, within Risk and/or Internal Audit function)… more
- Wells Fargo (New York, NY)
- …of low-latency Micro UIs and robust backend services, contributing to pricing, risk , and PnL workflows. The ideal candidate will demonstrate technical leadership, ... determine requirements + Design low latency eTrading, pricing, and risk applications for Fixed Income asset classes such as...Fixed Income domain + Understanding of Bond Pricing, Bond Risk , Bond PnL, and Position Management + Understanding of… more
- Heritage Financial Credit Union (Middletown, NY)
- …Job Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior Lending Compliance Analyst Do ... specialize in lending compliance and thrive on driving meaningful change in risk oversight, CMS effectiveness, and overall regulatory performance? Are you ready to… more
- American Express (New York, NY)
- …USCS Control Management Governance and Change team is to establish the Operational Risk and Controls strategy for USCS, set up a foundational governance structure ... risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. You will be joining a high priority… more
- American Express (New York, NY)
- …of products, offers, rewards, and benefits, with specific focus on assessing various risk areas such as Consumer Protections & Fairness and Third-Party risk ... risk colleagues such as Privacy and Conduct Risk . This position will also support effective compliance ...Risk . This position will also support effective compliance risk management oversight to promote safe and scalable marketing… more
- TD Bank (New York, NY)
- …Teams and may assist with guidance related to analyses, training, complaints, risk assessments, and other monitoring activities. The ideal candidate will have a ... all aspects of Compliance/Center of Excellence programs in line with the Bank's risk philosophy and strategic direction. **Depth & Scope:** + Works independently and… more
- JPMorgan Chase (New York, NY)
- …will work closely with: Sales, Structuring, XVA Trading (XVAT), LOB Trading, Credit Risk , Market Risk , Quantitative Research (QR), Legal and Reg Policy, ... of onboarded client activity; + Structuring transactions to enable a sensible risk /reward evaluation; + Developing new risk measurement tools in partnership… more
- American Express (New York, NY)
- …Governance & Control team within AENB HQ governs first line of defense risk management centrally for the corporate functions: AENB HQ, Corporate Affairs & ... Group, Enterprise Strategy, Enterprise Shared Services, General Counsel's Office, and Global Risk & Compliance. The Corporate Functions Governance & Control team is… more
- Wells Fargo (New York, NY)
- …the business + Knowledge and understanding of Branch Banking compliance controls, risk management, and loss prevention + Ability to follow policies, procedures, and ... schedule that may include most Saturdays + Adherence to Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
- Wells Fargo (New York, NY)
- …partner with Financial Sponsors Group, Leverage Underwriting, Industry Coverage and Risk Management to oversee execution of credit related functions and portfolio ... modeling to ensure accurate and timely and accurate monitoring, accurate risk ratings, covenant compliance, watchlist updates, recognition of potential problems… more