- American Express (New York, NY)
- …for the company's enterprise-wide AML function. GFCC is part of the broader Global Risk & Compliance organization. The GFCC Risk Management Office within the ... GFCC Program Management Office is responsible for risk management and program health monitoring and facilitates alignment...compliance programs that it owns, which include the Customer Risk Rating (CRR), Money Laundering Risk Assessment,… more
- MongoDB (New York, NY)
- …The MongoDB security team is looking for a Program Manager - Governance, Risk , and Compliance. This role will be responsible for analyzing, documenting and ... monitoring risk and compliance posture across our existing program. MongoDB...our customer's needs. The Senior Program Manager - Governance, Risk , and Compliance role will provide support for MongoDB's… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... adoption and compliance. + Monitor regulatory complaints, business reports, and key risk indicators to identify trends, gaps, and potential compliance risks. +… more
- Wells Fargo (New York, NY)
- …Supervision Program, strengthening the CIB Front Line Conduct and Compliance risk management framework aligned to industry standards. Reviews utilization of 'shared ... operational functions that support CIB's deal execution, client engagement, and risk management. Analysts will contribute to initiatives that improve business… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and … more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and … more
- American Express (New York, NY)
- …is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company ... manages risk . We are committed to growing our audit staff...and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds including internal controls, consumer… more
- Wells Fargo (New York, NY)
- …execution across venues. Finally, you will embed hedging logic and risk management controls directly into the platform, delivering automated guardrails, real-time ... working with global development teams + Implementing pricing, quoting, hedging, and risk logic across spread products. + Experience in working with quants and… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions… more