- Wells Fargo (New York, NY)
- …responsibility that may include: + Understanding each clients' investment strategy and risk appetite to build a long-term relationship with Wells Fargo Corporate & ... cash and derivative products for institutional investors + Using risk management tools to monitor trading positions and ...risk management tools to monitor trading positions and risk + Willingness to work long hours in a… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment Banking ... Compliance team in a manner consistent with the Bank's risk culture and the relevant risk appetite statement and limits. Communicates the Bank's risk culture… more
- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...diverse business management function for an area of significant risk , complexity or scope usually involving medium to long… more
- Coinbase (Albany, NY)
- …is to objectively evaluate and audit the effectiveness of governance, compliance, risk management, and control process. The in-house Coinbase Internal Audit team is ... responsible for strategic analysis, risk assessments, development of the audit plan, project management,...Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance) and external auditors. Strategically manage… more
- Heritage Financial Credit Union (Middletown, NY)
- …such as CIA, CPA, or CISA, and bring deep knowledge of internal controls, risk management, and regulatory requirements? Have you partnered with external agencies on ... risk -based internal audits in the financial services sector-and are...audit function while working alongside leadership to drive informed, risk -aware decisions? At Heritage Financial Credit Union, internal audit… more
- TD Bank (New York, NY)
- …effective internal controls and ensure business activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is ... and consistent implementation - across all TDS businesses - of all risk , control and governance programs, initiatives, policies, and strategic business projects. The… more
- DePaul (Rochester, NY)
- …managing the reporting, processing, and adjustment of claims relating to our All- Risk Property and Business Interruption, Builder's Risk , General and ... Cyber, Crime, and other policies. The ideal candidate will have commercial risk and insurance experience, along with claims adjustment and/or insurance underwriting… more
- Citigroup (New York, NY)
- …NY location. Duties: Develop, enhance, and validate methods for measuring and analyzing risk metrics including stress loss usage and risk capital for trading ... multiple parties to ensure reliable and efficient production process for risk metric calculations. Communicate results to diverse audiences including key… more
- Capgemini (New York, NY)
- …a deep understanding of banking products, processes, organization, regulation and risk management. This role requires expertise in project management and ... audit or regulatory recommendations + Providing insights and recommendations to improve risk management practices, particularly in areas such as operational risk… more