- Wells Fargo (New York, NY)
- …and Investment Management (WIM) leads the strategy, design and prioritization of the Advisor Desktop experience and Advisor tools to enable growth across WIM's ... full-service and independent advisor channels. The team drives close collaboration across all...global market dynamics, trends, and regulatory impact + Oversee risk management to meet deliverables and drive new initiatives… more
- Bank of America (New York, NY)
- …objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory, financial, and reputational risks. ... Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as uphold the Firms' reputation. Additionally, they ensure Financial… more
- TD Bank (New York, NY)
- …significant and/or highly complex, and diverse audit team for an area of significant risk , complexity or scope + People Manager role that generally manages a team ... greater than 5 Audit professionals/specialists + Strategic advisor to leadership team on the management of the...and plans audit engagement work activities to ensure adequate risk coverage which may require alignment across multiple areas… more
- Citigroup (New York, NY)
- …primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance, Finance, CAO, CCO), the Legal Management Council (LMC), Practice ... position responsible for serving as subject matter expert and key legal advisor to business stakeholders, functional partners, and the Legal Management Committee by… more
- Citigroup (New York, NY)
- …primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance, Finance, CAO, CCO), the Legal Management Council (LMC), Practice ... for serving as subject matter expert and key legal advisor to business stakeholders, functional partners, and the Legal...issues through preventative and proactive legal advice and identifying risk relating to M&A transactions + A subject matter… more
- Eliassen Group (Albany, NY)
- …a high-visibility position, managing Program Managers, while serving as a strategic advisor to VA stakeholders. The Portfolio Manager is responsible for ensuring ... portfolio alignment to the customer's mission, optimizing resource allocation, managing risk , and delivering measurable business value. _Due to client requirement,… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...Management team. This role will serve as a critical advisor to the Head of Compliance Program Management (AVP)… more
- Heritage Financial Credit Union (Middletown, NY)
- …such as CIA, CPA, or CISA, and bring deep knowledge of internal controls, risk management, and regulatory requirements? Have you partnered with external agencies on ... risk -based internal audits in the financial services sector-and are...internal audit is more than a checkpoint-it's a trusted advisor function embedded in strategic decision-making. We are seeking… more
- Bank of America (New York, NY)
- …and Investment Management Specialist is responsible for supporting the Financial Advisor (s) and/or Advisor Team(s) overall client and investment management ... of operational and investment product areas. You will ensure risk profiles, goals, objectives and asset allocations are aligned...must obtain all state registrations held by the Financial Advisor (s) and Advisor Team(s) they support** **Must… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …Exceptional Judgment and Decision-Making Skills: Ability to rapidly evaluate information and manage risk ; ability to be a trusted advisor to internal clients and ... stakeholders. Highly-Engaged and Strategic: Ability to be "hands on" while also bringing strategic vision and global sensibility to the function. Ability to navigate and drive results through a high volume of matters, conflicting demands and multiple… more