- JPMorgan Chase (Brooklyn, NY)
- …our strategic objectives for a designated territory + Create a culture of risk and control that acts with appropriate understanding and urgency; with ultimate ... **Required qualifications, capabilities, and skills** + At least 5 years of Advisor management experience required, coupled with a proven track record of developing… more
- JPMorgan Chase (New York, NY)
- …focus on digitalizing product workflow tools and elevating the client and advisor experience. You will contribute to investment processes, trading execution, and the ... for DAF products, with a focus on trading, investment, and digital client/ advisor experience. + Collaborate with digital product teams to develop and enhance… more
- Citigroup (New York, NY)
- …how Citi Wealth shows up across all digital channels - from .com to advisor platforms, social media to email automation - ensuring a seamless, impactful, and ... cement digital as a core engine of client growth, brand building, and advisor enablement across Citi Wealth. **Responsibilities:** + Develop and lead Citi Wealth's… more
- University of Rochester (Rochester, NY)
- …+ Provide direct access to senior leadership and act as the primary advisor on compliance-related matters. Risk Identification and Management: + In partnership ... and central administrative functions. The CCE is a trusted advisor to senior leadership as well as the president,...with University Audit and Risk Assessment + Department, Identify, assess, and prioritize compliance… more
- Guardian Life (Albany, NY)
- …supporting the Law Department's Mission to be a trusted advocate and advisor to drive strategic solutions that advance Guardian's purpose, priorities, and values. ... Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 and, in… more
- TD Bank (New York, NY)
- …& Investment Risk Specialist (CFIRS) or Certified Trust and Fiduciary Advisor (CTFA).** + **Familiarity with Office of the Comptroller of Currency (OCC) ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- Wells Fargo (New York, NY)
- …highly complex, strategic liquidity initiatives that have company-wide impact, high risk , or significant scope, cost, and benefits + Define, implement, and ... require consideration of global market dynamics, trends, regulatory impact, and risk management + Articulate product vision, define scope, prioritize backlog,… more
- JPMorgan Chase (New York, NY)
- …supports investors in achieving their long-term financial goals. As a trusted advisor , you'll drive innovative solutions to complex challenges and maintain a ... relentless focus on risk and controls. As an Associate in Exposure Management...you'll play a vital role in supporting our financial risk strategy and ensuring robust market surveillance. This is… more
- KeyBank (Rochester, NY)
- …and Key's client base, while maintaining asset quality within a moderate risk profile. These requests include obtaining initial approval for new, occasionally ... the VP, Portfolio Management is responsible for ongoing credit monitoring and risk rating for a portfolio of corporate clients with a complexity profile… more
- Cardinal Health (Albany, NY)
- …that enable operations and drive business value. **Information Security and Risk ** develops, implements, and enforces security controls to protect the organization's ... virus management and intrusion detection as well as completes risk assessments. The **IT Governance and Compliance** function within...to the leadership timely + Act as a trusted advisor to IT and business leadership as well as… more