- KeyBank (Amherst, NY)
- …risk management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist), CTFA (Certified Trust and Fiduciary Advisor ), or similar). + ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") has the… more
- American Express (New York, NY)
- …Management Business Conduct team is to provide subject matter expertise on Business conduct Risk topics to ensure the BU is equipped with in-depth knowledge of ... risk -stripes to manage and mitigate these risks effectively; supports...other key enterprise policies + Act as a trusted advisor to GCS sales colleagues and leaders to provide… more
- Wells Fargo (New York, NY)
- …geographically dispersed but centrally managed teams + Create a more consistent advisor and client experience + Deliver best-in-class product and service offerings ... strategy. + Engage and influence WIM Banking business leaders, control management, risk , legal, and audit partners to successfully ensure appropriate management of… more
- Wells Fargo (New York, NY)
- …across WIM (Well Fargo Investment Institute, Client Relationship Group, Legal, Risk , Compliance, Marketing, etc.) to ensure product integrity and positioning. + ... rationalization. + **Distribution & Sales Enablement** + Partner with distribution and advisor channels to support product education and adoption. + Develop product… more
- KeyBank (Syracuse, NY)
- …and Key's client base, while maintaining asset quality within a moderate risk profile. These requests include obtaining initial approval for new, occasionally ... the VP, Portfolio Management is responsible for ongoing credit monitoring and risk rating for a portfolio of corporate clients with a complexity profile… more
- Citigroup (New York, NY)
- …at Citigroup. The individual will work alongside Sales/Origination, In Business Risk , FRM, Credit, Operations, Technology and product partners to develop the ... platform, manage risk , win new client mandates, increase share of wallet,...direction to address material developments. Serve as a trusted advisor to clients to inform of them of changes… more
- Mizuho Corporate Bank (New York, NY)
- …Department enable the bank to effectively manage business threats and mitigate risk of disruptions. The department ensures readiness of each entity as well ... and disruptions through an efficient and sustainable framework, effectively reducing risk and enabling Mizuho to meet growing business expectations and regulatory… more
- American Express (New York, NY)
- …throughout the enterprise and be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact in this role?** ... execution of these responsibilities will help to strengthen ECM's risk and control environment. The Regulatory & Audit Exam...audit and regulatory perspective. + Act as resource and advisor for 1LOD teams on cross business unit's exams,… more
- TD Bank (New York, NY)
- …specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** Sanctions Advisory Managers are ... who collaborate well across the organization, build relationships as a trusted advisor , and demonstrate excellent verbal and written communication skills. In this… more
- Tompkins Community Bank (Ithaca, NY)
- …Officers focused on client experience and business development; ensure Wealth Advisor /Trust Officer is in compliance with rules and regulations. + Execute ... advisor marketing plans by coordinating client events; client mailings...all internal policies, procedures and practices in support of risk management and overall safety and soundness and the… more