• Chief Compliance Executive

    University of Rochester (Rochester, NY)
    …+ Provide direct access to senior leadership and act as the primary advisor on compliance-related matters. Risk Identification and Management: + In partnership ... data, education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance Executive for...with University Audit and Risk Assessment + Department, Identify,… more
    University of Rochester (08/07/25)
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  • Compliance Officer - Wealth Management and Trust…

    KeyBank (Amherst, NY)
    …asset management, private banking, securities, etc.) compliance, risk management, and/or internal or external audit experience with a strong focus on risks ... senior level management, other internal clients and peers, and internal audit . **Required Qualifications** + Education/Background: Bachelor's degree, +… more
    KeyBank (09/14/25)
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  • Manager Global Servicing Compliance Advisory

    American Express (New York, NY)
    … concepts into practical actions. **Key Responsibilities:** + Act as a compliance risk advisor to front-line business teams, helping them understand and comply ... risk within a business or first line function. **Preferred Qualifications:** + Internal Audit experience in Compliance disciplines + Consulting experience at… more
    American Express (09/26/25)
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  • Operational Resilience - Program and Governance…

    Mizuho Corporate Bank (New York, NY)
    …Ensure compliance with applicable regulatory requirements and serve as a liaison with internal audit and external regulators on matters related to operational ... Department enable the bank to effectively manage business threats and mitigate risk of disruptions. The department ensures readiness of each entity as well… more
    Mizuho Corporate Bank (09/17/25)
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  • Sr Compliance Manager - Trust and Fiduciary

    KeyBank (NY)
    …or a related field. + Minimum of 5 years of experience in banking compliance, internal audit , or as a financial institution examiner. + Strong understanding of ... Qualifications** + Professional certifications such as CFIRS (Certified Fiduciary & Investment Risk Specialist), CTFA (Certified Trust and Fiduciary Advisor ), or… more
    KeyBank (10/02/25)
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  • Privacy and AI Governance Compliance Officer

    Tradeweb (New York, NY)
    …and AI governance controls. + Maintain Records of Processing Activities (RoPAs) and ensure audit readiness. + Act as a trusted advisor to senior management on ... of AI technologies. The ideal candidate is a proactive advisor who can integrate privacy considerations into the entire...and advise on Data Protection Impact Assessments (DPIAs) and risk assessments for emerging technologies. + Review and draft… more
    Tradeweb (09/05/25)
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  • Management Development Program - Wealth Markets…

    M&T Bank (New York, NY)
    …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... your own portfolio of business, eventually becoming a Wealth Advisor or Investment Advisor Associate. There is...within their teams as well as with project sponsors, internal and external contacts, and senior management. Teams make… more
    M&T Bank (09/12/25)
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  • Senior Talent Manager

    Robert Half (New York, NY)
    …managed solutions in finance, technology, operations, data, analytics, digital, legal, HR, governance, risk and internal audit through our network of more ... Expect A Senior Talent Manager (TM) serves as an advisor to our business, ambassador for our clients and...out-of-state travel is required based on our project and internal client commitments. Protiviti is not registered to hire… more
    Robert Half (09/25/25)
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  • Business Control Manager - Vice President

    JPMorgan Chase (New York, NY)
    …as a trusted control advisor to the Front Office, preparing them for internal and external examinations and audits. + Own and ensure the delivery of strategic ... experience in the financial services industry with a background in controls, audit , quality assurance, risk management, compliance, or model governance. +… more
    JPMorgan Chase (08/09/25)
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  • US Equities & Trading Control Manager - Vice…

    JPMorgan Chase (New York, NY)
    …of professional experience in financial services with a background in controls, audit , quality assurance, operational risk management, or compliance; or ... Join the team that serves as the trusted control advisor for our Corporate & Investment Bank's US Business...US Business Control Management Equities Team. Engage with multiple internal and external partners to develop and execute key… more
    JPMorgan Chase (09/12/25)
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