• Client Onboarding - Investment Advisors/Funds…

    Mizuho Corporate Bank (New York, NY)
    …Legal Compliance Dept. (ALCD) exceptions for new onboarding remediation + Adhere to internal audit requirements + Recommend and assist in requirements for ... + Compose KYC packages and perform due diligence on new clients based on risk rating including FinCen requirements and Enhanced Due Diligence + Conduct OFAC and… more
    Mizuho Corporate Bank (08/20/25)
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  • Lead Teller

    KeyBank (Clifton Park, NY)
    …day Teller scheduling, staffing issues and branch compliance with regulatory, security, and internal audit controls. At KeyBank, we believe it's our opportunity ... York 12065 **Job Summary** Be a problem solver, trusted advisor , and partner to the people and businesses in...huddles and end of day debriefs + Follows compliance, audit , and security procedures, balances cash drawer within balancing… more
    KeyBank (10/01/25)
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  • Customer Success Manager - East

    Sprinklr (NY)
    …and KPIs + Conduct workspace audits, health score tracking, and usage diagnostics using internal CSP tools to drive recommendations and de- risk accounts. + Build ... a **Technical Success Manager (TSM) - Core** you will be a trusted advisor responsible for driving adoption, value realization, and long-term success for Sprinklr's… more
    Sprinklr (09/23/25)
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  • Private Equity Client Relationship Executive

    Grant Thornton (New York, NY)
    …: Private Equity client relationship executives (PE CREs) sell Grant Thornton tax, audit and advisory services to clients and prospects in our target markets. This ... (AUM) and their portfolio companies. The primary buyers are C-Suite finance, accounting, risk and tax executives at the fund and portfolio company levels, as well… more
    Grant Thornton (09/09/25)
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  • Licensed Private Client Banker

    KeyBank (Suffern, NY)
    … and external centers of influence. + Ensuring compliance with operational, risk , security and audit procedures and policies including appropriate documentation ... York 10901 **Job Summary** Be a problem solver, trusted advisor , and partner to the people and businesses in...a client referral pipeline via identification and development of internal and external centers of influence; Employs a disciplined… more
    KeyBank (09/12/25)
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  • VP Compliance Manager, Trade Surveillance Quality…

    TD Bank (New York, NY)
    …+ 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a ... including Markets sales and trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic guidance and independent oversight… more
    TD Bank (08/21/25)
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  • Chief Global Compliance Officer

    NYU Rory Meyers College of Nursing (New York, NY)
    …rapidly evaluate information and manage risk ; ability to be a trusted advisor to internal clients and stakeholders. Highly-Engaged and Strategic: Ability to ... with significant professional experience in financial, legal, compliance, regulatory and/or audit matters (experience in multiple areas preferred) in an organization… more
    NYU Rory Meyers College of Nursing (07/16/25)
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  • High Yield Salesperson, Director

    Citigroup (New York, NY)
    …revenue + Advise team in strategic positioning and closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + ... objective of this role is to act as strategic advisor to our clients by formulating investment strategies and...control functions such as Legal, Compliance, Market and Credit Risk , Audit , Finance in order to ensure… more
    Citigroup (08/29/25)
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  • Director, Equity Derivatives Sales - PEF &…

    Citigroup (New York, NY)
    …revenue + Advise team in strategic positioning and closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + ... objective of this role is to act as strategic advisor to our clients by formulating investment strategies and...control functions such as Legal, Compliance, Market and Credit Risk , Audit , Finance in order to ensure… more
    Citigroup (07/11/25)
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  • Legal Compliance Sr. Specialist

    L3Harris (Rochester, NY)
    …under AC ICFR framework + Ensures completion of remediation plans resulting from Internal Audit , ICFR Compliance reviews, or other findings, as applicable ... on all matters relating to Anti-Corruption, and will serve as the AC Advisor (ACA) and Due Diligence Professional (DDP) supporting the SACO in implementation and… more
    L3Harris (09/06/25)
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