- Bank of America (Chico, CA)
- …partnering with management to assess financial goals and recommending investment advisory strategies + Understands client solutions that are best suited for ... service providers based on client needs and asset thresholds + Manages risk proactively in every aspect of business, product, and service transaction leveraging… more
- Google (Los Angeles, CA)
- …or equivalent practical experience. + 14 years of experience in compliance, risk management, investigation, auditing, legal, or consulting. + 5 years of experience ... + Experience with compliance assurance in large, tech-driven organizations, performing risk assessments and identifying associated controls across all areas of the… more
- Wells Fargo (Hawthorne, CA)
- …and investment services, then partner closely with peers in Business Banking Advisory Services, Mortgage and Wealth and Investment Management to best meet the ... the business + Knowledge and understanding of Branch Banking compliance controls, risk management, and loss prevention + Ability to follow policies, procedures, and… more
- Wells Fargo (Pasadena, CA)
- …a team of individual contributor roles with low to moderate complexity and risk in Special Needs Trust Services, promoting growth, profit management, and risk ... standards are met + Identify and recommend opportunities for process improvement and risk control development within the Special Needs Trust Services team + Develop… more
- Wells Fargo (Los Angeles, CA)
- …and the client and will direct day to day workflow, escalate both service and risk issues as they arise, ensure the entire branch is working together to care for ... partnerships with all centers of excellence (COE) and support partners; managing risk /compliance; expense / P&L management; and exception management + Execute on… more
- Banc of California (Santa Ana, CA)
- …Information Security Analyst role will be part of the Information Security Governance, Risk , & Compliance (GRC) team at Banc of California. The Information Security ... regulations and contractual obligations and maintaining effective and efficient governance, risk , and compliance programs. In addition, the Information Security GRC… more
- Abbott (Alameda, CA)
- …may include managing the completion of product containment activities and Risk Evaluations, and associated activities addressing the product nonconformances, and ... including the escalation of higher risk nonconformances to executive management. This position will be...execution of field actions as they arise, along with Advisory Notices, and associated documents. + Provides direction to… more
- City National Bank (Los Angeles, CA)
- …The Head of Consumer Lending Compliance will act in a compliance advisory role supporting consumer banking on matters of regulatory compliance for Credit ... ensuring effective controls are in place to mitigate compliance risk . Additionally, the role will be responsible for maintaining...business areas to implement corrective actions to bring the risk to an acceptable level. WHAT WILL YOU DO?… more
- City National Bank (Los Angeles, CA)
- …OFFICE SR. LEAD* WHAT IS THE OPPORTUNITY? Reporting up through CNB's Governance, Risk and Controls division, this newly formed Enterprise Change Management Office is ... tasked with: Maintaining enterprise processes and procedures to support change risk management. Performing quality assurance on risk assessments, change status… more
- Zurich NA (Los Angeles, CA)
- …level. Primary responsibilities include: + Research emerging property fire risk issues to identify their potential impact, determine mitigation strategies ... Resilience Solutions' vision is to provide customers with the risk insights and innovative services that will help them...experience with at least 3 years in a technical advisory role + College degree in Engineering or Science… more