- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to, issue management, emerging risks, regulatory changes, supplier, and product risk assessments. + Provide compliance support on various investment advisory ... + Manage compilation of CCO quarterly reporting for investment products and advisory services coverage area. + Coaches and mentors less experienced Compliance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …transparency and engagement across teams and stakeholders. + Collaborate closely with Risk , Legal, Compliance, and PCG to ensure supervisory practices align with ... regulatory expectations, mitigate firm risk , and support advisor and client outcomes. + Develop...Develop and implement a robust supervisory framework for investment advisory programs. + Monitor regulatory changes and ensure firm-wide… more
- Citigroup (Tampa, FL)
- The Program Management Advisory and Execution (PMAE) is the only enterprise level resource that supports all business units across the bank to plan, execute and ... will vary across engagements but generally will range from regulatory compliance to risk management, to the integration of technology into the business process. PMAE… more
- Ankura (FL)
- …in a wide variety of venues, including specialized regulatory boards. Advisory Services: Our clients seek identification of risks and practical, experienced, ... of what is typically considered to be disputes or advisory services, but that should still be applicable to...at critical inflection points related to conflict, crisis, performance, risk , strategy, and transformation. The Ankura team consists of… more
- Citigroup (Tampa, FL)
- The Program Management Advisory and Execution (PMAE) is the only enterprise level resource that supports all business units across the bank to plan, execute and ... engagements but generally will range from regulatory compliance to risk management, to the integration of technology into the...long-term, line of business wide, and medium to high risk , scope and complexity with a broad impact. +… more
- Deloitte (Miami, FL)
- …methodologies to enhance clients' information technology controls and technology risk management programs + Perform internal audit assurance activities (internal ... and identify emerging risks, and provide clients with proactive solutions and risk mitigation strategies + Develop recommendations to enhance business processes and… more
- Eliassen Group (Tallahassee, FL)
- …of companies reach further and achieve more with their technology solutions, financial, risk & compliance, and advisory solutions, and clinical solutions. With ... the broader transformation roadmap and digital maturity goals. **4. Measurement, Risk , and Continuous Improvement** + Monitor training outcomes using pre/post… more
- Truist (Winter Park, FL)
- …serve as first escalation point 3. Work closely with the Wealth Advisory Group Support leader to regularly review, establish, and communicate differentiated goals ... with internal controls, operational procedures, relationship management support and risk management policies through regular review and dissemination (where needed)… more
- MUFG (Tampa, FL)
- …the appropriate level of controls defined in response to the established inherent risk profile CIA. This role is pivotal in defining security controls before ... assumptions, interpret existing solution designs, and ensure that holistic, risk -informed controls are embedded across the application lifecycle. This role… more
- Deloitte (Miami, FL)
- …+ Serve as a trusted advisor to clients, providing SAP treasury, risk management, and technology advisory services to enhance operational efficiency, ... change. Join us to empower clients to become strategic business partners, manage risk , and unlock new levels of financial and operational excellence. Recruiting for… more