- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... serve as a key member of the second line of defense, providing risk -based oversight, guidance, and monitoring across multiple consumer lending and servicing business… more
- BMO Financial Group (New York, NY)
- …and investment banking, treasury management, as well as research and advisory services to clients around the world. #bmocapitalmarkets Provides a markets-based ... spectrum of integrated capabilities to deliver leading market insight, risk management, and execution services to issuing and/or investor...Manages a client book and is accountable for the risk , profit & loss and limits for the book.… more
- HSBC (New York, NY)
- …as well as the supporting functions (eg, Market Operation, Trade Surveillance, Traded Risk and Product Control). The team also covers Global Research, which provides ... finance, supply chain and receivable finance solutions -Capital Markets & Advisory , covering Debt Capital Markets, Strategic Equity financing, Structured Finance,… more
- American Express (New York, NY)
- …seeking an experienced and strategic Director, Compliance to lead compliance risk identification, management, and mitigation across US Consumer Business Services ... has strong subject matter expertise across key banking regulations and excels in balancing risk with practical business needs. This role is part of a team that… more
- Amentum (Albany, NY)
- …ISO 27001 adherence and other cybersecurity related frameworks, in governance, risk , and information assurance. This role supports Amentum's data protection ... cybersecurity threats, regulatory changes, and industry best practices. + **Audits, Risk Assessments & Adherence Support:** Lead or participate in internal audits… more
- Amazon (New York, NY)
- …compliance requirements using cloud native technology, while adopting scalable security and risk control measures across their infrastructure. Are you excited by the ... traditional security measures? Are you interested in applying your assessment and advisory skills to workloads that use emerging technologies in new and interesting… more
- Mizuho Corporate Bank (New York, NY)
- …CTA/CPO) with approximately $ 7 b under management and $ 15 b under advisory . We are seeking an Assistant Vice President of Finance . Position Overview: The ... reporting preparation and ad-hoc reporting requests + Assist with daily and periodic risk management activities across all operational risk areas + Assist in… more
- KeyBank (Tarrytown, NY)
- …achieve their financial goals. Leads, coordinates, and assembles the extended advisory team, including trust, investment and planning strategists, based on ... of financial products and banking regulations + Demonstrated strong client advisory skills + Demonstrated experience with and broad understanding of personal… more
- Santander US (New York, NY)
- …Vice President will lead transaction execution across M&A, debt, and equity advisory and actively contribute to strategic dialogue with clients across the consumer ... internal and external deal workstreams Client Coverage & Strategic Advisory + Serve as a trusted advisor to corporate...responsibility + Assess and mitigate reputational, operational and credit risk **What Else You Need To Know** **:** The… more
- Citigroup (New York, NY)
- …Markets, including: High Touch Cash Sales Trading, Program Trading , Prime Brokerage, Advisory and Derivatives Sales in order to grow Citi's market share across the ... touch cash trading needs - working closely with Sales Trading and Execution Advisory Services team to increase mindshare + Develop, implement and drive client… more