- TD Bank (Charlotte, NC)
- …enhance the effectiveness of financial controls, ensuring accuracy, compliance, and risk mitigation across the bank's financial reporting and operations. **Depth & ... or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a basis for recommending large-scale product, technical, functional… more
- Truist (Charlotte, NC)
- …key business decisions while ensuring alignment with enterprise governance, risk management, and strategic planning practices. **ESSENTIAL DUTIES AND ... with data-driven insights and strategic recommendations. 11. Implement COBIT-aligned risk management practices for technology investments and strategic initiatives.… more
- Ankura (NC)
- …will possess a strong personal brand within Restructuring & Turnaround advisory and deep market-making relationships across the relevant law firms, investment ... will possess a strong personal brand within Restructuring & Turnaround advisory and deep market-making relationships across the relevant law firms, investment… more
- Truist (Raleigh, NC)
- …advice and solutions. Utilize objective and sound personal financial planning and financial advisory concepts to provide an integrated delivery of a broad range of ... CCB, CIG, groups as well as the regional leadership team, local advisory board members, outside Certified Public Accountants (CPA), attorneys, civic associations and… more
- Bank of America (Charlotte, NC)
- …clients pursue the life they envision through a personal relationship with their advisory team committed to their needs. We believe trust comes from transparency. ... Our trusted advisory teams are equipped with access to the investment...Management products and services + Proven ability to manage risk and support sound decisions + Ability to research… more
- Bank of America (Raleigh, NC)
- …clients pursue the life they envision through a personal relationship with their advisory team committed to their needs. We believe trust comes from transparency. ... Our trusted advisory teams are equipped with access to the investment...support operational excellence, protect the bank's clients, and manage risk + Identifies, deepens, and maintains client relationships through… more
- Guardian Life (Raleigh, NC)
- …Avenue Investment Advisory , you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 and, in ... insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch office inspection, executing the plan, and delivering… more
- City National Bank (Charlotte, NC)
- …laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, training, and ... advisory matters for mortgage lending compliance. This role is...implement corrective actions or procedural changes, and applying a risk -based approach. WHAT WILL YOU DO? * Serve as… more
- Truist (Charlotte, NC)
- …changes, ensuring operational excellence through transparency, accountability, and proactive risk management. Acting as a key liaison between executive leadership, ... the Senior Technology Change Analyst champions continuous improvement, mitigates risk , and ensures alignment with enterprise standards. Representing the organization… more
- Ankura (NC)
- …skills but also the ability to engage with clients, provide security advisory services, and offer remediation guidance. The ideal candidate will possess strong ... areas. Consulting & Client Engagement (25%) + Effectively communicate findings, risk impact, and remediation strategies to clients, including both technical and… more